ArticlePhilippe Weiss Interviewed By WGN-AM RadioPhilippe Weiss was interviewed by WGN-AM Radio on January 7 discussing some of the new business laws that employers need to keep their eye on in the coming months. United StatesEmployment and HRSeyfarth Shaw LLP
ArticleAltegris Advisors Plans Private Debt Fund LaunchIn response to the growing market for registered private equity fund products, Altegris Advisors is targeting a 2016 launch for a private debt-themed vehicle.United StatesFinance and BankingHerbert Smith Freehills Kramer LLP
ArticleBank To Pay $4.9 Billion To Settle RMBS-Related ClaimsA foreign banking organization agreed to pay $4.9 billion to resolve DOJ claims related to the underwriting and issuance of residential mortgage-backed securities between 2005 and 2008.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleCalSTRS Considers Moving More Than $20B Into Liquid Alts, Other Alternatives To Protect Against DownturnCalSTRS is considering a significant shift away from some stocks and bonds in one of the most aggressive moves by a major pension fund to safeguard against another downturn. United StatesFinance and BankingHerbert Smith Freehills Kramer LLP
ArticleClean Out The Pipes: Concerns Over SEC Comments, Rules On TransactionsPrivate investment in public equity (PIPE) transactions involves a private placement of securities by an already-public company, with the issuer committing to register the securities for resale promptly after the private placement is completed.United StatesFinance and BankingHunton Andrews Kurth LLP
ArticleColler Capital Publishes Its 37th Global LP SurveyAccording to the Coller Capital Global Private Equity Barometer, a global survey on private market investors published last week, a third of North American LPs and 52% of APAC LPs believe public...United StatesFinance and BankingHogan Lovells Cadwalader
ArticleConverting Traditional Open-End Funds into ETFsThe Securities and Exchange Commission (the "SEC") recently published a notice relating to an application for exemptive relief filed by Precidian United StatesFinance and BankingRopes & Gray LLP
ArticleDOL Fiduciary Rule Affecting Broker Recruitment ActivitiesThe Labor Department's fiduciary rule, unveiled in April, is affecting the broker recruitment efforts of many large banks.United StatesFinance and BankingHerbert Smith Freehills Kramer LLP
ArticleFund Fanatics Episode Featuring CEO Doug Raetz Of True Capital ManagementTune into a recent episode of Fund Fanatics with Jeff Maier and Scott Aleali to get an insider's perspective of how your favorite athletes are shaking up the world of private equity...United StatesFinance and BankingHogan Lovells Cadwalader
ArticleNew Deputy Director In SEC Division Of Corporation FinanceThe SEC named Robert Evans III as Deputy Director of its Division of Corporation Finance. Mr. Evans will be a senior advisor to Division Director William Hinman. United StatesFinance and BankingHogan Lovells Cadwalader
ArticleNFA Appoints New General CounselThe NFA appointed Carol Wooding Vice President, General Counsel and Secretary.United StatesFinance and BankingHogan Lovells Cadwalader
ArticleNo-Action Letter Provides Guidance Regarding "Knowledgeable Employees" of Private Fund AdvisersOn February 6, the staff of the SEC’s Division of Investment Management issued a no-action letter with respect to Rule 3c-5 of the Investment Company Act of 1940 that represents a substantial improvement over the existing guidance regarding the definition of "knowledgeable employees" thereunder.United StatesFinance and BankingOrrick
ArticleOutlining The Board’s Responsibility In LendingA discussion on the board's responsibility in lending. United StatesFinance and BankingKilpatrick Townsend & Stockton LLP
ArticleResource Extraction Issuers May Face Tougher SEC Requirements Under Dodd-FrankThe SEC proposed rules that would require resource extraction issuers to disclose payments made to the federal government or foreign governments for the commercial development of oil, natural gas or minerals...United StatesFinance and BankingHerbert Smith Freehills Kramer LLP
ArticleSEC Adopts Additional Rules Related To Security-Based Swap Transaction ReportingOn July 13, 2016, the Securities and Exchange Commission adopted rules focused on greater transparency in security-based swap transactions...United StatesFinance and BankingOrrick
ArticleSEC Proposes Rules For Cross-Border Security-Based Swap TransactionsOn April 29, the Securities and Exchange Commission published proposed rules that would require non-United States persons that use United States personnel to arrange.United StatesFinance and BankingOrrick
ArticleSEC Reopens Comment Period For Proposed Amendments To Rule 13n-4 Under The Securities Exchange Act Of 1934On January 15, the Securities and Exchange Commission reopened the comment period for proposed amendments to rule 13n-4...United StatesFinance and BankingOrrick
Article6 Ways To Be A Go-To Firm For HIPAA ComplianceElizabeth G. Litten and Michael J. Kline are featured in the Law360 article, "6 Ways To Be A Go-To Firm For HIPAA Compliance." United StatesFood, Drugs, Healthcare, Life SciencesFox Rothschild LLP
ArticleBeyond Regulations: Hospice Business Contracts And Contract DisputesHospices' unique regulatory and business environment impacts how they contract with and relate to other private entities.United StatesFood, Drugs, Healthcare, Life SciencesHusch Blackwell LLP
ArticleNo Surprises Act Check-In: The Latest Changes To The IDR Process (Podcast)Recent updates to the federal independent dispute resolution process under the No Surprises Act have introduced significant operational changes affecting how payment disputes are processed and resolved. United StatesFood, Drugs, Healthcare, Life SciencesK&L Gates