Today is SEC Chair Jay Clayton's last day at the office, after almost four years as Chair. Here is his farewell statement.

On December 23, 2024, the 5th Circuit Court of Appeals lifted the injunction that stayed the enforcement of the Corporate Transparency Act put into place by a federal judge in Texas.

Acting Securities and Exchange Commissioner Allison Herren Lee on February 1 announced Satyam Khanna will serve as the agency's Senior Policy Advisor

On October 24, 2024, PCAOB Chair Erica Y. Williams was sworn in at the U.S. Securities and Exchange Commission (SEC) for her second term beginning on October 25, 2024, and running through October 24, 2029.

This afternoon, Judge Terry Green granted the plaintiff's summary judgment motion in a case challenging the constitutionality of AB 979. Crest v. Padilla, LA Super. Ct. Case No. 20STCV37513.

The article recognizes an exceptional partner, who has exceled in the legal profession.

On September 13, 2022 the Securities and Exchange Commission filed litigation against four separate municipal securities underwriters for failing to comply with municipal bond offering disclosure requirements.

Manisha Kimmel, SEC Senior Policy Advisor to the Chair on the Consolidated Audit Trail ("CAT"), will step down at the end of January 2021.

The SEC adjusted the securities registration fee rate for public companies and other issuers.

SPACs are staging a notable comeback, with serial sponsors and boutique underwriters leading the charge.

The Federal Corporate Transparency Act (CTA) applies to corporations, LLCs, and other business entities.

Sometimes enterprise risk management (ERM) takes on a whole new meaning. What used to be the checklist exercise accompanied by red, yellow, or green scorecards and a "remediation" plan...

As a follow up to our February 4, 2026 alert on the California's Fair Investment Practices by Venture Capital Companies Law...

The Wall Street Journal reported that the SEC is developing a plan that would eliminate mandatory quarterly earnings reporting and instead...

Attorney Drew J. Tingstad explores the critical steps business owners must take to position their companies for a successful future sale. The webinar addresses key preparation strategies and considerations that can significantly impact the value and marketability of a business when the time comes to exit.

Attorney Caleb J. Tingstad explores the complex ethical landscape of lawyer conflicts of interest in Washington shareholder disputes, examining when attorneys can and cannot represent parties in corporate disagreements. This webinar addresses critical professional responsibility issues that arise when legal counsel navigates competing interests among shareholders, corporations, and related entities.

Attorney David C. Tingstad explores the critical concept of disclosure in mergers and acquisitions transactions, examining what information must be revealed during deal negotiations. This webinar provides practical insights into disclosure obligations and best practices that can significantly impact the success of M&A transactions.

In this webinar, Attorney Caleb J. Tingstad presents “Compensation for Washington Shareholders and LLC Members”

Melissa Wiley authored "What Do I Need to Know About the Corporate Transparency Act?" in the California Trusts and Estates Quarterly volume 28, issue 4.

What Makes A Contract Enforceable In New York? (Verbal Agreements Part 1)