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  • Article

    DOJ Sends Letter To Congress In Support Of Proposed FARA Legislation, Repeal Of LDA Exemption

    Assistant U.S. Attorney General of Legislative Affairs Carlos Uriarte recently sent a letter to members of Congress on the Foreign Relations and Judiciary committees discussing S. 1724, ...
    United StatesCompliance
    Caplin & Drysdale, Chartered
    Caplin & Drysdale, Chartered
  • Podcast

    FCA Enforcement Risks And Healthcare Compliance: A Conversation With Pete Jensen, Global Chief Compliance Officer For Arthrex, Inc. (Podcast)

    In this second episode of a series regarding False Claims Act (FCA) enforcement, Perkins Coie attorneys Barak Cohen and Alex Canizares are joined by guest Pete Jensen
    United StatesCompliance
    Perkins Coie LLP
    Perkins Coie LLP
  • Article

    FINRA Reminds CCOs About Potential Supervisory Liability

    FINRA recently published Regulatory Notice 22-10 reminding firms of the scope of Rule 3110 (Supervision) and the potential liability of ...
    United StatesCompliance
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    OFCCP Updates September 2020 CSAL

    As we previously reported, OFCCP released its latest Corporate Scheduling Announcement List (CSAL) on September 11, 2020, in which it identified 2,250 supply and service contractor...
    United StatesCompliance
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Organizational Integrity Shorts (November, 2022)

    This month, Sheppard Mullin's Organizational Integrity Group continued its exploration of a number of complex compliance matters ...
    United StatesCompliance
    Sheppard
    Sheppard
  • Article

    SEC Extends Compliance Deadline For Form PF Amendments

    The SEC, together with the CFTC, has extended the compliance date for the Form PF amendments adopted on February 8, 2024.
    United StatesCompliance
    RQC Group
    RQC Group
  • Article

    SEC V. Ripple Labs, On Appeal

    Thinking about what the Second Circuit might do? The SEC should worry less about the Second Circuit than the Supreme Court.
    United StatesCompliance
    Foley & Lardner LLP
    Foley & Lardner LLP
  • Article

    SEC Voluntarily Stays Corporate ESG Disclosure Rules Pending Litigation

    Yesterday, the SEC voluntarily stayed its new ESG disclosure rules for public companies pending the outcome of several lawsuits that have been filed, which are now consolidated in the 8th Circuit US Court of Appeals.
    United StatesCompliance
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    State Department Publishes Proposed Rule To Allow Third Parties At Interviews For Some U.S. Citizen Services

    The State Department has published a proposed rule that would allow third parties to attend interviews for certain U.S. citizen services.
    United StatesCompliance
    Berry Appleman and Leiden
    Berry Appleman and Leiden
  • Article

    Trading And Markets Enforcement Report - January 2017

    The last several years have seen law enforcement and regulatory bodies sharpen their focus on trading activity in the securities and derivatives markets.
    United StatesCompliance
    Morgan Lewis
    Morgan Lewis
  • Video

    Antitrust In Focus: What Can Organizations Do To Mitigate And Manage Antitrust Compliance Risks? (Video)

    Antitrust risk remains a critical concern for organizations as enforcement intensifies and the consequences of missteps grow more severe. Mike Wise addresses how organizations can mitigate and manage antitrust compliance risks...
    United StatesAntitrust/Competition Law
    Squire Patton Boggs LLP
    Squire Patton Boggs LLP
  • Article

    State AGs And Consumer Protection- What We Learned From ... Nevada (Podcast)

    What happens in Nevada won't stay in Nevada when it comes to consumer protection enforcement. A recent Kelley Drye webinar shed light on how state attorneys...
    United StatesConsumer Protection
    Kelley Drye & Warren LLP
    Kelley Drye & Warren LLP
  • Article

    November Tip Of The Month: NYC Earned Safe And Sick Time Act Amended, Effective February 2026

    New York City's Earned Safe and Sick Time Act (ESSTA) requires employers to provide safe and sick leave to New York City employees for a range of qualifying reasons.
    United StatesEmployment and HR
    Perkins Coie LLP
    Perkins Coie LLP
  • Video

    U.S. State PFAS Initiatives — A Conversation With Richard E. Engler, Ph.D. And Carla N. Hutton (Podcast)

    A few months ago, I recorded a podcast with my colleagues, Carla N. Hutton, Senior Regulatory Analyst for B&C, and Dr. Richard E. Engler, Director of Chemistry for B&C and The Acta Group...
    United StatesEnergy and Natural Resources
    Bergeson & Campbell
    Bergeson & Campbell
  • Podcast

    FDA Advisory Committee Recommends Several Peptides For Compounding For Various Uses Despite Staff Opposition- What Stakeholders Need To Know (Podcast)

    When an FDA advisory committee recommends adding six peptides to the 503A Bulks List for compounding despite agency staff concerns about safety and effectiveness data, what does this mean for enforcement risk? This episode examines the complex regulatory landscape following the committee's recommendations for peptides used in obesity treatment, wound healing, and insomnia, while exploring why these recommendations don't constitute approval and what stakeholders should know about ongoing compliance risks.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Kelley Drye & Warren LLP
    Kelley Drye & Warren LLP
  • Video

    GAVINV2 (Video)

    Gavin Andersen, Associate Attorney at Braumiller Law Group, sits down with Bob Brewer to discuss Gavin's journey from working as a trade compliance analyst to eventually going to law school and becoming an attorney.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Video

    Hot Topics In International Trade A Tariff Christmas Message For US Kids (Video)

    Hey kids in the US please pay attention and beware. Yes, Santa is still coming but regarding this you should care. Due to the import tariffs on Chinese products his sack will be lighter but don't blame Santa, the Christmas funds had to get tighter.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Article

    Are You Facing Compliance Decision Fatigue In The Age Of AI?

    Companies often struggle with privacy compliance not because they lack legal knowledge or a desire to mitigate risk. Instead, they struggle because there is no practical way to address small, reactive privacy questions that have an immediate impact on operations.
    United StatesPrivacy
    Sheppard
    Sheppard
  • Article

    More Privacy Compliance Considerations For The 2026 Budget Process

    Now is the time that many are putting together their 2026 budgets and considering how much to allocate next year to address the constantly evolving privacy and data security landscape.
    United StatesPrivacy
    Sheppard
    Sheppard
  • Article

    Tractor Supply - Compliance Takeaways From The Most Recent CCPA Settlement (Podcast)

    The California Privacy Protection Agency fined Tractor Supply $1.35 million for alleged violations of the CCPA, citing inadequate privacy notices, employee disclosures...
    United StatesPrivacy
    Kelley Drye & Warren LLP
    Kelley Drye & Warren LLP

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