1,814 results found

Surefire Medical, Inc., has announced it has completed a $18.2 million Series B funding.

The North American Securities Administrators Association ("NASAA") identified the top five investor threats for 2020,...

As manufacturing continues to make a comeback in the U.S., more and more companies are rethinking why they continue to have a portion, or all, of their manufacturing overseas.

An investment adviser registered with the Securities and Exchange Commission may only charge a performance fee with respect to "qualified clients."

MoFo Impact's Suz Mac Cormac spoke on a panel at Climate Week NYC 2019 covering "Facilitating Investments Towards a 1.5˚C Future

After a long recession and slow recovery, the economy seems to be headed back to more stable ground.

With so many startups in the high-tech automotive space, how do companies know which startups to invest in? For example, Toyota announced plans to invest in 19 different companies...

Global markets today are becoming more interconnected with liberalized trade policies, growing access across countries, and increasing bilateral agreements, led by technological revolution and digitization.

In a last-minute change, officers and employees of investment advisers that are registered with the Securities and Exchange Commission, who have signature of other authority over (but no financial interest in) a foreign financial account will have until June 30, 2012, to file FBARs for calendar year 2010 and prior years for which the filing deadline was previously deferred.

The Department of the Treasury, through its bureau the Financial Crimes Enforcement Network (collectively, "Treasury"), has withdrawn regulations it proposed several years ago under the "USA PATRIOT" Act (the "Act") which would have required certain unregistered investment companies (e.g., most hedge funds), commodity trading advisors, and investment advisers to establish anti-money laundering ("AML") programs.

The Madoff securities case has had a significant impact on a number of our clients and their businesses. We have established a team of experienced lawyers who can assist in the following ways.

In a letter dated April 8, 2011 from Robert Plaze, Associate Director of the SEC, to the President of the North American Securities Administrators Association, Mr. Plaze confirmed that the SEC is "considering" an extension of certain deadlines imposed by the Dodd-Frank Act, and associated SEC rulemaking, to the first quarter of 2012. See the attached link for the actual letter on the SEC website.

In a recent article for The Hedge Fund Journal titled, "UK Short Selling Update: UK reporting threshold goes up to 0.2% from February 2024," Schulte Roth & Zabel partner Anna Maleva-Otto...

On July 3, 2006, Maryland’s Department of Business and Economic and Business Development ("DBED") began accepting applications for the qualification of Maryland biotechnology companies under the Biotechnology Investment Incentive Act.

Sixth Street has led an $830 million growth equity investment into Caris Life Sciences, according to a news release.

The outcomes in the cases remain balanced amongst the investors and States.

In the first of a series of papers examining key economic, regulatory, and legal issues related to target date funds (TDFs), Brattle experts Chris Laursen, Ioannis Gkatzimas, and Branko Jovanovic provide...