6,035 results found

The CFTC added the names of 71 foreign entities to the Registration Deficient ("RED") List.

On March 25, the CFTC adopted a final rule amending the de minimis exception to the definition of "swap dealer."

CFTC Chair Massad and authorities in three Canadian provinces and the Northwest Territories signed counterparts to a 2014 Memorandum of Understanding ("MOU").

The CFTC and the Commissione Nazionale per le Società e la Borsa (i.e., the Italian Companies and Exchange Commission) entered into a Memorandum of Understanding.

CFTC chairman J. Christopher Giancarlo named Brian A. Bussey as the director of the Division of Division of Clearing and Risk (DCR), effective Oct. 16. Bussey is currently associate director...

The CFTC unanimously approved final rules updating Parts 3 and 9 to integrate existing advisory guidance, incorporate SEFs and update provisions currently applicable to designated contract markets (DCMs).

The CFTC approved a final rule amending a requirement under Regulation 23.500(i) that swap dealers and major swap participants exchange the terms of swaps with their counterparties...

On March 27, 2019, the CFTC approved a comparability determination of Australia's margin requirements for uncleared swaps, finding the requirements comparable to U.S. requirements for substituted compliance purposes.

On March 26, the CFTC approved an amended comparability determination that would extend the substituted compliance permitted for Japan's margin requirements for uncleared swaps with respect to the scope of entities...

The CFTC approved, by a 2-1 vote, the final rule governing margin requirements for uncleared swaps for swap dealers and major swap participants.

On December 16, 2015, the U.S. Commodity Futures Trading Commission approved a new regulation for uncleared swaps...

The CFTC approved a final rule amending the recordkeeping obligations for certain market participants under Commission Regulation 1.35(a).

On March 17, the U.S. Commodity Futures Trading Commission (Commission) unanimously approved a final rule removing the December 31, 2018 automatic termination...

On August 27, 2015, the U.S. Commodity Futures Trading Commission (CFTC) approved rule amendments and a new interpretive notice proposed by the National Futures Association (NFA).

The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...

CFTC Chair J. Christopher Giancarlo praised the FY 2019 appropriations legislation.

CFTC Chair Heath P. Tarbert named Malcolm Clark Hutchinson III as Director of the Division of Clearing and Risk. Mr. Hutchinson will be responsible for CFTC supervision of derivative clearinghouses