The FINRA Investor Education Foundation found persistent disparities in taxable investment account ownership among various racial and ethnic groups.

FINRA proposed a rule amendment to restrict access to representative- and principal-level qualification scores.

Compensation arrangements with third-party auditors are typically based on both hourly and contingent fee arrangements.

Any time you discuss job satisfaction in the world of accounting...especially at the end of the annual year-end close ritual...expect a bad result. A recent survey suggests the level...

On December 21, 2018, IRS and Treasury issued final regulations implementing the partnership audit regime (T.D. 9844).

On June 7, 2024, OFCCP released its latest Corporate Scheduling Announcement List (CSAL). The list identifies 500 supply and service contractors and subcontractors selected...

For the first time, the CSAL list includes audits focusing on contractors' promotion practices and accommodations of individuals with disabilities.

In this episode of On Just Terms, partners Jason Betts and Melissa Gladstone are joined by Professor Vince Morabito, one of Australia's leading empirical researchers on class actions.

No surprises. Given the tumult in the markets and investor anxiety over the quality of audits performed over the past 12 months... expect the hammer to drop as PCAOB (SEC) investigations pick up.

This presentation discusses the far-reaching aspects of the new partnership audit rules provided by the Bipartisan Budget Act of 2015 and how this legislation will affect the formation...

On Friday, the Securities and Exchange Commission announced that it had settled enforcement actions against five companies for violating the Regulation S-X requirement that interim financial statements included in quarterly reports on Form 10-Q be ..

SEC Chief Accountant Wesley Bricker described his recommendations to improve and sustain the quality of financial reporting.

In remarks before the 36th Annual SEC and Financial Reporting Institute Conference, SEC Chief Accountant Wesley Bricker emphasized the importance of effective financial reporting and auditor independence.

SEC Chief Accountant Sagar Teotia reviewed domestic and international accounting and auditing developments in the capital markets.

SEC Acting Chairman Michael Piwowar, a Republican, and his lone counterpart, Commissioner Kara M. Stein, a Democrat, found common ground yesterday and amended the SEC's rules...

The SEC published staff guidance for publicly traded companies, auditors and others to help ensure timely public disclosures of the accounting impacts of the Tax Cuts and Jobs Act.

On November 18, the Federal Reserve Board, the FDIC and the OCC proposed clarifications to the revised regulatory capital rules adopted by the agencies in July 2013.

On November 20, 2020, the Staff of the SEC's Division of Corporate Finance, Division of Investment Management, and Division of Trading and Markets issued a statement.

On 1 December 2017, the SEC's Division of Corporation Finance released an updated version of its Accounting and Financial Reporting Manual.

Technology is an integral part of most corporate roles in today's business environment. The combination of tech skills and a deep understanding of business fundamentals...