At a Breakfast Briefing Event this week, entitled ‘Walking The Tightrope', Baker and Partners provided guidance on current regulatory ‘Hot Topics' to Jersey's compliance industry.

Ogier's investment in regulatory compliance continues with the dedicated Take on Team tripling in size and regulatory specialists taking on bigger roles within the Global Risk and Compliance team.

The regulatory environment is increasingly complex and is often challenging for regulated businesses.

The Three Lines of Defence (3LOD) compliance model should be a crucial area of focus for businesses wanting to uphold a robust risk management process, explains Newgate Compliance's Head of Financial Crime, Joe French.

Built by experienced compliance consultants and ex-regulators, Newgate Compliance's Training Centre is a dynamic e-learning solution that helps businesses meet their mandatory training requirements...

In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.

An Alternative Investment Fund Manager ("AIFM") which markets its funds ("AIFs") in the UK or Europe is required to report information (referred to as ‘transparency information' or ‘Annex IV reporting')...

We are used to hearing how a good organisational culture attracts the best talent, enhances employee engagement and retention, increases customer satisfaction and improves reputation.