9,076 results found

The High Court has ordered Tesco to disclose, in civil proceedings brought by its shareholders under s.90A of the Financial Services and Markets Act 2000 ("FSMA") ...

On 17 February 2011, HM Treasury published their second major consultation paper on the new regulatory regime for financial institutions - ‘a new approach to financial regulation: building a stronger system.’

The regulatory environment remains challenging not just for banks, but also building societies, as tougher prudential standards extend the reach of regulation.

On October 20, ICE Benchmark Administration Limited published a position paper on the evolution of the London Interbank Offered Rate.

On 3rd December 2025 the FCA published its Policy Statement Improving the Complaints Reporting process (PS25/19).

Some of the monetary limits under the Regulation on Measures Regarding Prevention of Laundering Proceeds of Crime and Financing of Terrorism (published in the Official Gazette...

There are now many options for investing on behalf of children, but one stands out as an obvious starting point.

Therese Chambers, FCA joint executive director, emphasized a faster, more focused enforcement approach, prioritizing high-risk conduct. She addressed industry concerns on transparency during investigations and highlighted the need for robust systems, controls, and risk management amid volatile market conditions...

As US sponsors and lenders increase their activity across Europe, we're seeing a clear convergence in deal terms and expectations.

The US Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have issued a further round of fines to financial institutions that have fallen foul of the regulators...

The SMCR has applied to banks and PRA-designated investment firms since March 2016.

In our new podcast series, Let's talk asset management, partners from our financial services and asset management teams provide listeners with a crash course on one or more hot topics in the asset...

On November 24, 2017, the FCA confirmed that the 20 panel banks for the LIBOR benchmark have agreed to support LIBOR until at least 2021.

Changes to the way LIBOR is determined in the UK are continuing.

On February 13, 2024, HMRC published the second edition of its lifetime allowance guidance newsletter...

The FCA has published details of its turnaround times over Christmas and New Year for reviewing documents, giving guidance and processing listing applications.

In January, I presented the Monterey Insight 2019 Fund report to London private equity managers. The sentiment from the funds sector is that there is a shared sense of ‘drift away from London...

In February I attended the annual SuperReturn International private equity and venture capital conference in Berlin, leading the Guernsey Finance funds delegation which included ...