ArticleFCA Publishes Regulation Round-UpThe Financial Conduct Authority published its May issue of regulation round-up, a newsletter providing details of the FCA’s recent activity.United KingdomFinance and BankingOrrick
ArticleFFA Diversity Spotlight Newsletter – Latest EditionThe FFA's Diversity in Fund Finance group published a new Diversity Spotlight newsletter edition this past week.United KingdomFinance and BankingHogan Lovells Cadwalader
ArticleFinance Bill Goes To The House Of LordsThe most recent Finance Bill, which sets out the legislation required to abolish the lifetime allowance, completed its House of Commons stages and had its first reading in the Lords on February 6, 2024.United KingdomFinance and BankingNorton Rose Fulbright Hong Kong
ArticleFinancial Conduct Authority Appoints Permanent Director Of SupervisionOn May 27, 2016, the FCA announced that Megan Butler had been appointed to the role of Director of Supervision for the Investment, Wholesale and Specialists team.United KingdomFinance and BankingA&O Shearman
ArticleFirms Fined For Financial Promotions FailingsThe FCA fined Credit Suisse International and Yorkshire Building Society for unclear, unfair and misleading financial promotions of Credit Suisse’s Cliquet Product.United KingdomFinance and BankingA&O Shearman
PodcastFSR Brief EP8: Non-Financial Misconduct – More Questions Raised Than Answered? (Podcast)On 2 July 2025, the FCA published Consultation Paper 25/18, 'Tackling non-financial misconduct in financial services', comprising both a Policy Statement and final rules...United KingdomFinance and BankingHerbert Smith Freehills Kramer LLP
ArticleGlobal Regulatory Outlook 2017: The SFC's New "Managers-in-Charge Regime"Regulators in key markets, globally, have increasingly looked for effective way to hold senior managers of financial institutions accountable for wrongdoing.United KingdomFinance and BankingDuff and Phelps
ArticleHM Treasury Director General Of Financial Services AppointedOn October 24, 2016, Katharine Braddick was appointed Director General of Financial Services at HM Treasury. Ms. Braddick was previously Director for Financial Services...United KingdomFinance and BankingA&O Shearman
ArticleIn This Issue ...In this month's edition of REF News & Views we will be taking a look at the most recent proposed changes to the United Kingdom real estate investment trust (REIT)...United KingdomFinance and BankingHogan Lovells Cadwalader
PodcastInvestment Perspective (Podcast)In this episode of Fund Finance Friday: Industry Conversations, Evelyn Zhang of Partners Group joins Cadwalader partner Samantha Hutchinson to discuss how the secondaries market has been impacted by COVID-19.United KingdomFinance and BankingHogan Lovells Cadwalader
ArticleKing's Speech 2026: What Does It Mean For Financial ServicesIn view of the unfolding political drama in the U.K., you'd be forgiven to have missed the recent King's Speech, the opening salvo to the 2026/7 parliamentary session. United KingdomFinance and BankingWinston Taylor
ArticleLooking Into H2 And BeyondIn today's Fund Finance Friday: Industry Conversations, Cadwalader's Samantha Hutchinson hosts Marlborough Partners' Kieran Welsh to discuss the impact of COVID-19 on fund finance products, appetite...United KingdomFinance and BankingHogan Lovells Cadwalader
VideoMichael Tang - Global Financial Services Digital Transformation Leader, Aug 2017 (Video)How can financial services institutions respond to the forces of change? United KingdomFinance and BankingDeloitte
ArticleNausicaa Delfas Appointed As Executive Directive Of International At The Financial Conduct AuthorityOn February 1, 2018, the Financial Conduct Authority appointed Nausicaa Delfas as Executive Directive of International. The appointment creates a new role at the FCA...United KingdomFinance and BankingA&O Shearman
ArticleNavigating Uncertainty: Seven Moves Every CFO Should Make TodayEvery day, we talk to concerned clients who know they need to take near-term steps to ensure supply chain continuity, shore up their balance sheet, or fix operational problems.United KingdomFinance and BankingAlixPartners Asia LLC
ArticleNew Deputy Governor For Markets And Banking At The Bank Of EnglandOn February 9, 2017, HM Treasury announced that Charlotte Hogg had been appointed Deputy Governor for Markets and Banking at the BoE, effective March 1, 2017. United KingdomFinance and BankingA&O Shearman
ArticleNew UK Complaints Commissioner AppointedThe Bank of England and the Financial Conduct Authority announced that Anthony Townsend will be the new Complaints Commissioner from 1 May 2014.United KingdomFinance and BankingA&O Shearman
ArticlePDI Article On Pemberton NAV LaunchPrivate Debt Investor this week covered Pemberton's hiring of Thomas Doyle in London to launch its NAV-based financing strategy.United KingdomFinance and BankingHogan Lovells Cadwalader
ArticlePlans Set Out For New UK Banking Professional BodyOn October 17, Sir Richard Lambert, the leader of the proposed organization to monitor standards in the UK banking industry, gave a speech outlining his plans for the new body.United KingdomFinance and BankingOrrick