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  • Article

    FCA Publishes Regulation Round-Up

    The Financial Conduct Authority published its May issue of regulation round-up, a newsletter providing details of the FCA’s recent activity.
    United KingdomFinance and Banking
    Orrick
    Orrick
  • Article

    FFA Diversity Spotlight Newsletter – Latest Edition

    The FFA's Diversity in Fund Finance group published a new Diversity Spotlight newsletter edition this past week.
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

FIG Bulletin, 24 May 2019

We are delighted to send you our latest e-newsletter, setting out developments from 20 to 24 May 2019.
United KingdomFinance and Banking
Hogan Lovells
Hogan Lovells
  • Article

    Finance Bill Goes To The House Of Lords

    The most recent Finance Bill, which sets out the legislation required to abolish the lifetime allowance, completed its House of Commons stages and had its first reading in the Lords on February 6, 2024.
    United KingdomFinance and Banking
    Norton Rose Fulbright Hong Kong
    Norton Rose Fulbright Hong Kong
  • Article

    Financial Conduct Authority Appoints Permanent Director Of Supervision

    On May 27, 2016, the FCA announced that Megan Butler had been appointed to the role of Director of Supervision for the Investment, Wholesale and Specialists team.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Firms Fined For Financial Promotions Failings

    The FCA fined Credit Suisse International and Yorkshire Building Society for unclear, unfair and misleading financial promotions of Credit Suisse’s Cliquet Product.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Podcast

    FSR Brief EP8: Non-Financial Misconduct – More Questions Raised Than Answered? (Podcast)

    On 2 July 2025, the FCA published Consultation Paper 25/18, 'Tackling non-financial misconduct in financial services', comprising both a Policy Statement and final rules...
    United KingdomFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Global Regulatory Outlook 2017: The SFC's New "Managers-in-Charge Regime"

    Regulators in key markets, globally, have increasingly looked for effective way to hold senior managers of financial institutions accountable for wrongdoing.
    United KingdomFinance and Banking
    Duff and Phelps
    Duff and Phelps
  • Article

    HM Treasury Director General Of Financial Services Appointed

    On October 24, 2016, Katharine Braddick was appointed Director General of Financial Services at HM Treasury. Ms. Braddick was previously Director for Financial Services...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    In This Issue ...

    In this month's edition of REF News & Views we will be taking a look at the most recent proposed changes to the United Kingdom real estate investment trust (REIT)...
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Podcast

    Investment Perspective (Podcast)

    In this episode of Fund Finance Friday: Industry Conversations, Evelyn Zhang of Partners Group joins Cadwalader partner Samantha Hutchinson to discuss how the secondaries market has been impacted by COVID-19.
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    King's Speech 2026: What Does It Mean For Financial Services

    In view of the unfolding political drama in the U.K., you'd be forgiven to have missed the recent King's Speech, the opening salvo to the 2026/7 parliamentary session.
    United KingdomFinance and Banking
    Winston Taylor
    Winston Taylor
  • Article

    Looking Into H2 And Beyond

    In today's Fund Finance Friday: Industry Conversations, Cadwalader's Samantha Hutchinson hosts Marlborough Partners' Kieran Welsh to discuss the impact of COVID-19 on fund finance products, appetite...
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Video

    Michael Tang - Global Financial Services Digital Transformation Leader, Aug 2017 (Video)

    How can financial services institutions respond to the forces of change?
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Nausicaa Delfas Appointed As Executive Directive Of International At The Financial Conduct Authority

    On February 1, 2018, the Financial Conduct Authority appointed Nausicaa Delfas as Executive Directive of International. The appointment creates a new role at the FCA...
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Navigating Uncertainty: Seven Moves Every CFO Should Make Today

    Every day, we talk to concerned clients who know they need to take near-term steps to ensure supply chain continuity, shore up their balance sheet, or fix operational problems.
    United KingdomFinance and Banking
    AlixPartners Asia LLC
    AlixPartners Asia LLC
  • Article

    New Deputy Governor For Markets And Banking At The Bank Of England

    On February 9, 2017, HM Treasury announced that Charlotte Hogg had been appointed Deputy Governor for Markets and Banking at the BoE, effective March 1, 2017.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    New UK Complaints Commissioner Appointed

    The Bank of England and the Financial Conduct Authority announced that Anthony Townsend will be the new Complaints Commissioner from 1 May 2014.
    United KingdomFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    PDI Article On Pemberton NAV Launch

    Private Debt Investor this week covered Pemberton's hiring of Thomas Doyle in London to launch its NAV-based financing strategy.
    United KingdomFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Plans Set Out For New UK Banking Professional Body

    On October 17, Sir Richard Lambert, the leader of the proposed organization to monitor standards in the UK banking industry, gave a speech outlining his plans for the new body.
    United KingdomFinance and Banking
    Orrick
    Orrick
  • Showing 61–80 of 9076 results

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