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ARTICLE · 05 JUNE 2014

FCA Publishes Regulation Round-Up

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The Financial Conduct Authority published its May issue of regulation round-up, a newsletter providing details of the FCA’s recent activity.

United KingdomFinance and Banking
Howard S. Altarescu
Howard S. Altarescu
Edward G. Eisert
Edward G. Eisert
Craig Johnston
Craig Johnston
Douglas S. Mintz
Douglas S. Mintz
Robert Moyle
Robert Moyle
Sushila Nayak
Sushila Nayak
Paul F. Rugani
Paul F. Rugani
Darren Teshima
Darren Teshima
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On May 27, the Financial Conduct Authority (FCA) published its May issue of regulation round-up, a newsletter providing details of the FCA's recent activity.

One issue identified in the regulation round-up is the weakness of many smaller banks' anti-money laundering safeguards, in particular with regard to the identification and management of high-risk customers and the monitoring of transactions.  Regulation Round-Up.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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