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  • Article

    CFTC and SEC Propose Definitions for Major Swap Participants and Major Security-Based Swap Participants

    The Commodity Futures Trading Commission ("CFTC") and Securities and Exchange Commission ("SEC") on December 1, 2010 and December 3, 2010, respectively, held open meetings to propose for public comment a joint rulemaking (individually and collectively "Proposed Rules"), to provide further definition to the terms "swap dealer," "securitybased swap dealer," "major swap participant," "major security-based swap dealer," and "eligible contract participant."
    United KingdomFinance and Banking
    Dechert
    Dechert
  • Article

    Takeover Code Changes Published - Is This a New Era for UK Takeovers?

    On 21 July 2011, the Code Committee of the Takeover Panel ("Panel") published the detailed rule changes to the City Code on Takeovers and Mergers ("Code") implementing changes which it first proposed last year.
    United KingdomFinance and Banking
Mayer Brown
Mayer Brown
  • Article

    Professional Negligence Round Up Of 2018

    2018 was another significant year for professional liability cases. The key developments have fallen into two broad areas. The first is liability.
    United KingdomLitigation, Mediation & Arbitration
    4 New Square Chambers
    4 New Square Chambers
  • Article

    Banking and Capital Markets Insight - January 2011

    Welcome to the first edition of Banking and Capital Markets Insight for 2011, which focuses on technical issues currently coming out of the banking, capital markets, securities and fund management arenas.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Busy Lenders Monthly Round-up - June 2017

    Last month, we reported that a consultation was planned to consider whether the court rules should be updated following the Lee case.
    United KingdomFinance and Banking
    TLT Solicitors
    TLT Solicitors
  • Article

    Investment Management Update - August 2025

    The FCA has published a summary of its activity during July 2025, and notes in its opening paragraph that it has been accelerating its work on supporting growth and competitiveness over the past year.
    United KingdomFinance and Banking
    Macfarlanes LLP
    Macfarlanes LLP
  • Article

    The Future Of Lifetime Mortgages

    In this whitepaper, we explore how a redesign of Lifetime Mortgage (LTM) could enable insurers to continue to reap the benefits from these products and improve volumes in the high-rate environment.
    United KingdomFinance and Banking
    WTW
    WTW
  • Article

    Mishcon Fraud Watch (April)

    Welcome to the April edition of Mishcon Fraud Watch, prepared by the Corporate Investigations & Asset Recovery Group at Mishcon de Reya.  Its aim is to provide businesses and their advisors with a snapshot of what has been happening in the world of fraud in the last month.
    United KingdomCorporate/Commercial Law
    Mishcon de Reya LLP
    Mishcon de Reya LLP
  • Article

    Banking And Capital Markets Insight

    Welcome to the June 2011 edition of Banking and Capital Markets Insight, which focuses on technical issues currently coming out of the banking, capital markets, securities and fund management arenas.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    Student HMO Investment Guide For Property Investors

    Student HMOs present lucrative opportunities for property investors seeking higher rental yields through multi-tenant arrangements, but success depends on navigating complex licensing requirements, planning regulations, and specialist mortgage criteria. This comprehensive guide examines the legal, financial, and operational considerations that determine whether a student HMO investment will deliver the returns investors expect or expose them to costly compliance failures.
    United KingdomReal Estate and Construction
    JMW Solicitors LLP
    JMW Solicitors LLP
  • Article

    Financial Regulatory Developments

    Information relating to recent Financial and Regulatory developments.
    United KingdomFinance and Banking
    Denton Wilde Sapte
    Denton Wilde Sapte
  • Article

    McDonagh v Bank Of Scotland & Others [2018] EWHC 3262 (Ch)

    McDonagh v Bank of Scotland & Others [2018] EWHC 3262 (Ch) concerned a dispute between a borrower, Mr McDonagh and a lender, Bank of Scotland in respect of the borrower's default on a loan facility ...
    United KingdomReal Estate and Construction
    4 New Square Chambers
    4 New Square Chambers
  • Article

    Securities and Banking Update – December 2005

    The ISAB’s desire to implement fair value accounting for financial instruments has faced controversy and complaint and seemed likely to be watered down when it was drawn into the realms of EU politics. Now however, fairness is back and thanks to the IASB’s background efforts it doesn’t look much different.
    United KingdomStrategy
    Deloitte
    Deloitte
  • Article

    Banking And Capital Markets Insight, March 2009

    Welcome to the March 2009 edition of Banking and Capital Markets Insight, which focuses on technical issues currently coming out of the banking, capital markets, securities and fund management arenas.
    United KingdomFinance and Banking
    Deloitte
    Deloitte
  • Article

    The Different Stages Of A Debt Restructuring Transaction And The Role Of The Agent

    When a company announces a debt restructuring, this is in most cases the result of an extensive analysis of its debt portfolio involving important economic, legal, tax and accounting decisions. A debt restructuring is therefore a high-profile event, and it is crucial to the financial future of the company that the whole process is handled with great care and efficiency.
    United KingdomFinance and Banking
    Deutsche Bank AG London
    Deutsche Bank AG London
  • Article

    Busy Lenders Monthly Round-Up - July 2017

    Welcome to TLT's Busy lenders' monthly round-up. Each month we summarise the latest news and developments in retail mortgage lending and regulation.
    United KingdomFinance and Banking
    TLT Solicitors
    TLT Solicitors
  • Article

    Proposed Changes To The AIM Rules Effective Early 2007

    Under London Stock Exchange proposals announced on 2 October, from early next year a dedicated rulebook for Nominated Advisers (Nomads) will set out in more detail a Nomad’s responsibilities towards its client company and the Exchange both at the time of admission to AIM and on a continuing basis.
    United KingdomFinance and Banking
    CMS Cameron McKenna Nabarro Olswang
    CMS Cameron McKenna Nabarro Olswang
  • Article

    Capital Markets Update - February 2009

    In November 2008, the Treasury published 'A Report to the Chancellor of the Exchequer: by the Rights Issue Review Group' which proposed a series of far-reaching reforms to the rights issue process. Rights issues in the UK currently take at least 39 days, but if the proposals in the report are implemented this would fall almost immediately to 32 days, and for many issues to 16 days.
    United KingdomFinance and Banking
    Jones Day
    Jones Day
  • Article

    A New Force In Structured Finance

    For Dentons' London Structured Finance team, 2017 has been a transformative year where we have gone from strength to strength, becoming a New Force ...
    European UnionFinance and Banking
    Dentons
    Dentons
  • Article

    New Rules For AIM Companies And Nomads - 20 February 2007

    On 20 February the London Stock Exchange introduced a new Rule Book for Nominated Advisers (Nomads) setting out their duties and responsibilities to the Exchange and to the companies they advise that are joining, or already on, AIM.
    United KingdomCorporate/Commercial Law
    CMS Cameron McKenna Nabarro Olswang
    CMS Cameron McKenna Nabarro Olswang
  • Showing 561–580 of 614 results

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