241 results found

On February 1, 2023, the China Securities Regulatory Commission ("CSRC") solicited public opinions on the Measures for Administration of the Registration-based Initial Public Offerings of Stocks (Draft for Comment)...

Among some of the changes, the MOFCOM Decision removed inconsistency between the relevant rules applicable to FIEs and those that apply to corporations in China in general.

To provide more comprehensive guidance to securities companies in relation to establishing a robust remuneration system, including improvement of the remuneration incentive and restraint...

On 23 May 2014, the Court of First Instance ordered Hong Kong accounting firm Ernst & Young (EY) to produce documents relating to a PRC company, Standard Water Limited (the "Company"), to the Securities and Futures Commission (SFC).

Equity-based crowd-funding is a kind of public capital raising and can involve the transfer of equity in corporations.

The purchasing power of the Chinese middle class is reshaping the world's market for luxury brands, tourism, real estate, and private investments.

This article summarizes recent judicial practice in the calculation of losses caused by defective forced liquidations.

Company registration, system reform, proposed changes

On July 17, 2023, the Securities and Exchange Commission (SEC) released new guidance on China-specific disclosure obligations for public companies.

On March 6, 2026, the China Securities Regulatory Commission (“CSRC”) issued the Provisions on the Regulation of Short Swing Trading (“Short Swing Trading Provisions”), which will come into effect on April 7, 2026.

Lawsuits against listed companies and stock market intermediaries have surged in recent years in China against the backdrop of intensified...

The SEC's Division of Enforcement requested audit work papers and related documents from each of the four Respondents pursuant to Section 106 of the Sarbanes-Oxley Act of 2002.

There has been much media coverage on the new Shanghai-Hong Kong Stock Connect scheme, known as the "through train" in colloquial Chinese.

The effective date of the Trial Measures and the Guidelines are 31 March 2023.

根据《首次公开发行股票并上市管理办法》《首次公开发行股票并在创业板上市管理办法》的规定，发行人应符合"发行人的股权清晰，控股股

Directors and officers ("D&Os") assume liability for many of their company activities, especially when their company is publicly listed. In many cases D&Os face significant legal exposure based simply on their signature,...

2月14日晚间，证监会官网发...

The China Securities Regulatory Commission (CSRC) has revised the rules on margin trading and short selling in response to the current conditions surrounding China's stock market.