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These proposals arrive at the heels of this summer's implementation of the OSC's Whistleblower Program, which has already incited over 30 tips.

Long before a loan is transferred to a lender's Special Loans group, bankers are asked to help their customers navigate impending financial downturns.

On January 10, 2011, the Ontario Securities Commission published OSC Staff Notice 54-701 – "Regulatory Developments Regarding Shareholder Democracy Issues" which confirms their continued review of protections for shareholders' rights and corporate governance and provides an update regarding the status of OSC staff's work in the area.

Late last month, the U.S. SEC adopted a new rule to require registered investment advisers with at least $150 million in private fund assets under management to periodically file the new Form PF.

The United States Securities and Exchange Commission ("SEC") has recently adopted amendments to the accredited investor standards in the rules under the Securities Act of 1933 ("U.S. Securities Act") in order to conform to the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

The Securities and Exchange Commission has recently investigated the City of Harrisburg, in Pennsylvania, finding that the municipality had made misleading statements.

The Ontario Securities Commission has ruled that HudBay Minerals must obtain shareholder approval prior to completing its proposed acquisition of Lundin Mining.

The journey of the Finance function toward full strategic corporate partnership remains slow.

The Supreme Court of Canada is expected to render on Friday its highly anticipated judgment regarding the constitutionality of the proposed cooperative pan-Canadian securities regulator,

On July 8, 2019, Terraco Gold Corp. (TSXV: TEN) announced that it had closed a previously announced non-brokered private placement of common shares of the company subscribed for by funds managed by Wexford Capital LP...

The protection of confidentiality, according to the AMF, is the primary motivation for whistleblowers to report incidents.

The OSC uses data gathered through the RAQ to apply a risk ranking to firms. Firms with higher risk rankings are more likely to be targeted by the OSC for compliance reviews.

The Toronto Stock Exchange (TSX) recently announced changes to its rules that require TSX-listed companies to obtain shareholder approval of certain public company acquisitions.

The Toronto Stock Exchange has requested comments on its securityholder approval requirements for acquisitions by listed issuers.

Earlier this month the Toronto Stock Exchange issued a notice with important implications for listed issuers with stock incentive compensation plans.

The Toronto Stock Exchange (TSX) has published for comment proposed rules regarding dividend/distribution reinvestment plans (DRIPs).

The Toronto Stock Exchange is proposing to amend its rules to require a listed company to obtain shareholder approval for an acquisition of another public company if the transaction involves the issuance of more than 50% of the listed company's outstanding shares (on a non-diluted basis).