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The British Columbia Securities Commission recently published an annual report summarizing its compliance-related findings for portfolio managers, investment fund managers and exempt market dealers based in BC.

On May 22, 2019, Adventus Zinc Corporation (TSXV: ADZN) (OTCQX: ADVZF) announced that it had closed its previously announced non-brokered private placement of common shares,

The BC government proposes sweeping changes to the Securities Act (British Columbia) (the "Act"), which will allow the British Columbia Securities Commission ("BCSC")

This partial disposal follows the strategic review of Bonduelle's activities, and in particular BALL, announced in September 2021.

Under current regulation, managers of publicly offered investment funds who wish to call an annual or special meeting of securityholders, must deliver meeting materials to beneficial owners of securities using the process set out in National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer (NI 54-101) and National Instrument 81-106 Investment Fund Continuous Disclosure.

The requirement that a registered firm provide its clients with an independent dispute resolution or mediation service as provided for in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) has been deferred for an additional two years from September 28, 2012 to September 28, 2014.

Amid geopolitical conflicts, inflation, instability in public and private capital markets, emerging from lockdown and successive waves of COVID-19, 2022 transformed our daily lives...

On January 21, 2019, Cooper Equipment Rentals Limited ("Cooper") announced that it had acquired Star Rentals Ltd. In British Columbia, consistent with its pan-Canadian strategic growth plan.

On May 21, 2015, the Canadian Securities Administrators issued a staff notice advising that all CSA member provinces have issued parallel orders providing relief from certain amendments...

The Canadian Securities Administrators today released a revised version of CSA Staff Notice 24-305, which sets out questions and answers regarding compliance with National Instrument 24-101 "Institutional Trade Matching and Settlement".

Ultimately, OSC staff characterize such MIEs as more akin to a lending business than an investment fund, and the prospectus form to be completed is Form 41-101F1.

On May 12, 2021, a group of investors led by Champlain Financial Corporation ("Champlain") acquired Dion Herbs & Spices ("Dion"). Financial terms of the transaction were not disclosed.

Will courts give weight to regulatory findings and sanctions when considering an advisor's claim that they have been wrongfully dismissed in the face of a dealer's attempt to enforce repayment

The year 2021 witnessed a frenetic pace of activity on the environmental, social, and governance (ESG) front. Business leaders and senior executives faced challenges — some familiar and a few fresh ones — from enhanced expectations...

On October 8, 2025, the Ontario Securities Commission (OSC) announced recent steps to further transparency and compliance in the exempt market.

The securities regulators in Ontario, Manitoba and Quebec recently released changes to their respective rules regulating trade repositories and derivatives data reporting...

Several securities regulatory authorities have proposed, or are in the process of implementing, fee increases. The Ontario Securities Commission (OSC) has proposed amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees which, if adopted, will become effective on April 5, 2027.