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  • Article

    AMF Issues Exemptions From Trade Reporting Rule

    On October 31, 2014, the the AMF exempted the Quebec Federation, all the Quebec Federation’s Caisse Desjardins members, the Quebec Federation’s subsidiaries, Caisse centrale, the Ontario Federation and all of the Ontario Federation’s caisse populaire members from their obligations under section 26 of Regulation 91-507.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Building Blockchains — Ripe Model For Principal-Agent Problem

    Associate Tekin Salimi has written "Building Blockchains – Ripe Model for Principal-Agent Problem" for The Cointelegraph.
    CanadaCorporate/Commercial Law
    Torys
    Torys
Article

Chicago Mercantile Exchange Applies For Exemption From Clearing Agency Recognition Requirement

The Ontario Securities Commission announced today that Chicago Mercantile Exchange Inc. has applied for an exemption from the requirement to be recognized as a clearing agency on the basis that it is subject to an appropriate regulatory and oversight regime in its home jurisdiction.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Video

    Crowd Funding: Raising Capital For Business Start-Ups & SME's (Video Content)

    Business law lawyer, David Street describes crowd funding, a new and evolving tool that business start-ups and SME’s are using to raise capital.
    CanadaCorporate/Commercial Law
    Lerners LLP
    Lerners LLP
  • Article

    CSA Release FAQ Regarding Electronic Trading Regulations

    On December 20, the Canadian Securities Administrators released a set of responses to frequently asked questions regarding NI 23-103 Electronic Trading.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Report Reviews Performance Of MFDA

    The Canadian Securities Administrators today released an oversight review report that reviews the performance of the Mutual Fund Dealers Association of Canada over the last few years.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    EU Added To Substituted Compliance Provision Under Canadian Trade Reporting Rules

    On May 14, 2015, the OSC announced that the amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting have received Ministerial Approval and are therefore effective as of April 30, 2015.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Fund Facts Amendments Receive Ministerial Approval

    Amendments to NI 81-101 Mutual Fund Prospectus Disclosure to allow for the delivery of Fund Facts to satisfy the requirements to deliver a prospectus within two days of buying a mutual fund have now received Ministerial approval in Ontario.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Highly Anticipated Supreme Court Decision In Securities Class Action Trilogy Released

    However, the court has the jurisdiction to grant "backdated" leave – an order nunc pro tunc – where the plaintiff is granted leave after the expiry of the limitation period but filed the leave motion prior to the expiry of the limitation period.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    IIROC Announces New Three Year Plan

    On May 26, 2016 the Investment Industry Regulatory Organization of Canada ("IIROC") announced a three year strategic plan.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    IIROC Extends Comment Period On Marketplace Threshold Rules

    On August 13, IIROC announced the extension of the comment period regarding its proposed set of marketplace threshold rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC: OEO Firms Should No Longer Follow Section 2 Of Notice 18-00075

    In the wake of CSA releasing its Staff Notice 81-330 Status Report on Consultation on Embedded Commissions and Next Steps, IIROC has suspended section 2 of Notice 18-00075.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    IIROC Proposes Amendment To The Short-Marking Exempt Order Definition

    The Investment Industry Regulatory Organization of Canada (IIROC) published a proposal to amend Rule 1.1 Definitions of the Universal Market Integrity Rules.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Amendments Relating To Designations And Identifiers

    Proposed amendments to the Universal Market Integrity Rules will introduce two new order designations: bundled order designation and derivative-related cross designation.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Inaugural Enforcement Report

    The Investment Industry Regulatory Organization of Canada recently released its inaugural enforcement report for 2012.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC To Provide Extension For Including Terms In Existing DEA Agreements

    IIROC announced that it will grant extensions to the September 1 deadline that requires that certain terms be included in routing arrangements.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC's New Strategic Plan Includes Establishing Electronic Trading Framework

    On August 3, the Investment Industry Regulatory Organization of Canada (IIROC) released a new strategic plan for 2012-2015.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Minister Of Finance Approves T+2 Settlement For Mutual Funds

    Ontario's Minister of Finance has approved amendments to the following National Instruments which came into force on November 14, 2017:
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC And CPAB Sign Cooperation Agreement

    The OSC announced yesterday that it has entered into a Memorandum of Understanding with the Canadian Public Accountability Board focused on consultation, cooperation and information exchange between the parties.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC publishes Fund Facts FAQ

    The OSC yesterday released a set of frequently asked questions, and associated responses, to assist issuers in using Fund Facts to satisfy the requirements to deliver a prospectus.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 81–100 of 6398 results

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