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We acted for Nexgen Energy Ltd. in connection with its $11.5 million bought deal prospectus financing.

On March 20, the Ontario Securities Commission (OSC) along with its counterparts in Quebec, New Brunswick, Nova Scotia, Manitoba, and Saskatchewan, unveiled the proposed rules to deal with crowdfunding (among other things) as a source of capital for start-ups and SMEs.

On March 22, 2017, the U.S. Securities and Exchange Commission (SEC) amended its rules under the Securities Exchange Act of 1934, as amended (U.S. Exchange Act) to shorten the standard trade settlement...

On March 22, 2017, the U.S. SEC amended its rules under the Securities Exchange Act of 1934, as amended (U.S. Exchange Act) to shorten the standard trade settlement window from three business days (T+3)...

Use of DPAs became available to designated prosecutors in the UK for various corporate offences including fraud

Pension plans registered in Ontario are prohibited from directly or indirectly investing or lending more than 10% of the book value of the assets of the pension fund in or to any one person, two or more associated persons, or two or more affi ted corporations, subject to limited exemptions.

The CSA expects mining issuers to use the Staff Notice to strengthen their compliance with securities legislation and to improve their disclosure to investors.

In this motion for leave, the defendants relied upon the reasonable investigations defence in s. 138.4(6) of the Ontario Securities Act.

The District Court for the District of Columbia recently struck down Rule 13q-1 under the Securities Exchange Act of 1934.

On July 2, 2013, the District Court for the District of Columbia struck down Rule 13q-1 under the Securities Exchange Act of 1934.

Osler has published its 2012 Capital Markets Review which includes a look back at the year in Canadian corporate finance by Desmond Lee and Michael Innes.

The BCSC has advised clearing agencies and derivatives dealers that the onboarding process with trade repositories may take several weeks to complete.

The Canadian Securities Administrators (CSA) announced in August 2023 that they are undertaking a review of exchange-traded funds (ETFs). In Canada, approximately 15% of all public investment fund...

Canadian securities regulators, including the Ontario Securities Commission, have significantly increased the limit on the amount of capital...

Chargebacks are a form of compensation structure whereby a dealing representative is paid upfront commissions and/or fees when their client purchases securities.

On June 25, the Canadian Securities Administrators (CSA) published a consultation paper (the Consultation Paper)

Canada has a strong and well-regulated capital market with a history of funding growth companies. By going public in Canada

The web site is a tool that IIROC designed to assist market participants to make more informed corporate bond trading and investment decisions.