Legal 500
Log in or register
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR
  • Rankings

    • Jurisdictions
    • Submissions
    • Future Lawyers
  • Firms & Lawyers

    • Service Providers
    • Barristers’ Sets
    • Networks
    • Interview with…
  • In-House

    • In-House Content
    • GC Powerlist
  • Knowledge Centre

    • Data Products
    • Legal Business
    • Market Intelligence
    • About us

      • Legal 500
      • FAQs
      • Marketing
      • Careers
      • Trust Centre
      • Contact us
  • Comparative Guides
  • Events
  • Legal 500 TV

About us

  • Legal 500
  • FAQs
  • Marketing
  • Careers
  • Trust Centre
  • Contact us
  • Deutschland DE
  • Paris FR

© 2026 Legalease Ltd. All rights reserved

Registered company in England & Wales No. 02427356 VAT GB 321 5727 22

Registered address: 188 Fleet Street, London, EC4A 2AG

  • Legal 500 Trust Centre
  • Contact Us
  • home
  • Market Intelligence
  • Search

10,281 results found

Use advanced search filters to refine your search

2 filters applied

Advanced search filters

Topics
Countries
Contributor

Start typing to add contributors

Content type
Show options
  • Article

    CSA Staff Concerned With U.S. Exempt Market Dealers Carrying Out Brokerage Activities

    The Canadian Securities Administrators released a staff notice today communicating their concern regarding firms that carry out brokerage activities registering as exempt market dealers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Systemic Risk Report: Exploring Rare Occurrences

    The Systemic Risk Committee (SRC) of the Canadian Securities Administrators (CSA) allows staff to review and monitor systemic and emerging risks in the Canadian capital markets.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
Article

CSTO Provides Update on Federal Securities Regulation

In a speech yesterday at the National Centre for Business Law, Bryan Davies, Vice-Chair of the Canadian Securities Transition Office provided an update on the progress made towards the implementation of a federal securities regulator.
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    Department Of Finance Announces Consultations On Tax Issues Related To Income Trusts And Other Flow-Through Entities

    In connection with statements made in the 2005 Federal Budget, the Department of Finance released a consultation paper (the "Consultation Paper") today titled Tax and Other Issues Related to Publicly Listed Flow-Through Entities.
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    Disgorged Funds As Part Of An Investor's Toolkit

    For a second time, CIRO recently released for comment its proposal regarding Distributing Funds Disgorged and Collected through CIRO Disciplinary Proceedings to Harmed Investors (Phase II) (Proposal).
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Doxim Acquires MessagingDirect

    On March 28, 2019, Doxim announced that it had acquired MessagingDirect, Ltd., an end-to-end encrypted messaging and customer communications management (CCM) ...
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Dropping The Double-double: CIRO Proposes To Retire Dual Registration

    On February 12, the Canadian Investment Regulatory Organization (CIRO) proposed to end the dual registration model, enabling investment dealers to operate a mutual fund division without separate...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Edmonton Area Man Now Faces Criminal Charges In Addition To The Sanctions Ordered By The ASC

    An Edmonton-area man is facing dozens of criminal charges in connection with a supposed mortgage investment operation.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Video

    ESG And Green Loans (Video)

    Join Gowling WLG and BMO Canadian Commercial Banking as they discuss emerging trends in ESG, sustainable finance and green lending in Canada.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Extended Deadline For Québec Nominee Agreement Disclosure

    As outlined in our e-communications of May 21, 2019, and August 12, 2019, Québec's Ministry of Finance has introduced new rules regarding the disclosure of nominee agreements.
    CanadaFinance and Banking
    Davies Ward Phillips & Vineberg LLP
    Davies Ward Phillips & Vineberg LLP
  • Article

    Failure To Obtain Proper Trading Authorization

    The MFDA approved a settlement agreement in circumstances where the Respondent processed trades based on requests from someone other than the client.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Financial Administration Act (Quebec) Amendments To Clarify Pledging By Quebec Crown In Connection With Transactions And Set-Off Against It

    Section 16 of the Financial Administration Act (Quebec) (FAA) empowers the Quebec Minister of Finance to enter into certain types of financial contracts.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Fintech's Operating In British Columbia Should Prepare For Incoming Money Services Business Act Requirements

    The Money Services Business Act (BC) passed its third reading on April 26, 2023 and received Royal Assent on May 11, 2023. This Act aims to regulate the activities of Money Services...
    CanadaFinance and Banking
    Fasken
    Fasken
  • Article

    Firm Capital Mortgage Investment Corporation Closes Bought Deal Financing

    On November 23, 2018, Firm Capital Mortgage Investment Corporation (the "Corporation") (TSX: FC) announced that it had closed its previously announced bought deal.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    First Trade Repository Designations Granted

    The OSC and Quebec's AMF today issued parallel orders designating the Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC and ICE Trade Vault, LLC as trade repositories in each province.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Focus Financial Inc. Announces Acquisition Of Cardinal Point Wealth Management, LLC

    The transaction is expected to close in the fourth quarter of 2021, subject to the receipt of regulatory approval and other customary closing conditions.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    FSB Releases Canada Peer Review Report

    On January 30, the international Financial Stability Board released its Peer Review of Canada report.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Video

    FSxT Connect With Leslie Byberg, Ron Morrow And Donna Kinoshita (Video)

    On October 7, Gowling WLG's FSxT Group hosted an insightful installment of FSxT Connect: Regulatory Pulse, designed to foster dialogue with the regulators shaping Canada's financial services...
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Government Of Canada Publishes Updated Assessment Of Money Laundering And Terrorist Financing Risks

    The Government of Canada recently published its 2025 Assessment of Money Laundering and Terrorist Financing Risks in Canada (the "2025 Assessment")...
    CanadaFinance and Banking
    Goodmans LLP
    Goodmans LLP
  • Article

    Government Of Ontario Rejects CSA Proposal On Embedded Commissions

    Earlier today, the Canadian Securities Administrators (CSA) published proposed regulatory amendments that would prohibit the payment of commissions to dealers on most sales of mutual funds
    CanadaFinance and Banking
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Showing 661–680 of 10281 results

    PreviousNext
    Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics