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Canadian securities regulators have announced a regulatory sandbox initiative with dedicated teams across Canada to help financial technology businesses navigate Canada's securities laws.

The requirement that a registered firm provide its clients with an independent dispute resolution or mediation service as provided for in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) has been deferred for an additional two years from September 28, 2012 to September 28, 2014.

Canadian Securities Administrators introduced temporary blanket relief for public companies from filing and delivery requirements in connection with delayed annual shareholder meetings.

Form 41-101F1 Information Required in a Prospectus requires an issuer that is not an investment fund to include certain financial statements in its long form prospectus.

In this decision, the Ontario Securities Commission granted Anglo Pacific Group plc an exemption from the reporting requirements in s. 2.2 of National Instrument 43-101 — Standards of Disclosure for Mineral Projects, on conditions.

For further information, please refer to our previous post on the proposed amendments and the CSA Notice and Request for Comment.

On February 23, 2021, the Ontario Securities Commission released the reasons for its order of September 14, 2020, dismissing the application for exemptive relief brought by ESW Capital Inc., the largest shareholder of Optiva Inc., ...

The claim stemmed from the 2011 actions of a short seller who anonymously released false reports about Silvercorp's prospects on the internet.

The CSA recently announced that they are no longer pursuing the implementation of a proposed new regulatory regime for venture issuers.

The Staff Notice noted that "there was no consensus [from commenters] on the appropriate regulatory regime for short selling".

The Canadian Securities Administrators (CSA) has announced a pause to its work on developing new mandatory climate-related disclosures and amending diversity-related disclosure requirements...

On June 1, 2023, the Canadian Securities Administrators (CSA) announced a delay in the launch date for the "System for Electronic Data Analysis and Retrieval +" (SEDAR+).

Earlier this week, the Canadian Securities Administrators (CSA) announced they were delaying the implementation of certain portions of their client focused reforms initiative until next year.

The Canadian Securities Administrators today released final amendments to NI 23-103 Electronic Trading intended to impose requirements on participant dealers that provide direct electronic access.

CSA Staff Notice 45-308 provides issuers with guidance on, among other things, the form and content of reports of exempt distribution and reminds issuers of the correct forms that must be used...

Citing the importance of proxy voting to the capital markets in Canada, the Canadian Securities Administrators today published for comment a consultation paper setting out a proposed approach for addressing concerns regarding the integrity and reliability of the proxy voting infrastructure.

The Canadian Securities Administrators (CSA) recently announced a new online consultation tool for stakeholders to provide their comments on proposed regulatory policies and rules.