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  • Article

    TSX And TSX-V Now Using Harmonized PIF And Declaration

    On September 9, the Toronto Stock Exchange announced the adoption of amendments to its Company Manual to create a harmonized Personal Information Form and a harmonized Declaration to be used by it and the TSX Venture Exchange.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Video

    Mortgage Delayed On Closing Day? Risks For Ontario Homebuyers (Video)

    What happens if your mortgage financing isn’t ready on closing day? Missing your real estate closing date in Ontario can put your deposit at risk and lead to further financial consequences.
    CanadaReal Estate and Construction
    Devry Smith Frank LLP
    Devry Smith Frank LLP
Article

OSC Finds Non-Compliance With Interim Financial Statement Disclosure Requirements

The Ontario Securities Commission released a staff notice last week discussing its recent review of issuer compliance with section 4.3(3) of NI 51-102 "Continuous Disclosure Obligations".
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    OSC Staff Publish Guidance On Disclosure Of Mineral Brine Projects

    OSC Staff published guidance last week on the application of NI 43-101 Standards of Disclosure of Mineral Projects to issuers with mineral brine projects.
    CanadaEnergy and Natural Resources
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Alpha Proposes New Order Designations To Avoid Crossed Markets

    Last week, Alpha ATS LP announced plans to introduce two new order designations, intended to reduce instances of unintentional locked or crossed markets and trades at worse prices than available on other marketplaces by providing price protection for directed action orders.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Canadian Regulators Sign MOU With ESMA Regarding Credit Rating Agencies

    The Ontario Securities Commission, Quebec's Autorité des marchés financiers and the British Columbia Securities Commission today announced that they have entered into a Memorandum of Understanding with the European Security Market Authority with respect to the supervision and oversight of credit rating agencies.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CDS Proposes Amendments To Buy-In Process Functionality

    The OSC today published a proposal to amend functionality of CDS' Continuous Net Settlement Service buy-in process.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Changes To Short Sales, Failed Trades And Dark Liquidity Moved To October 15

    IIROC this week announced a change in the implementation dates for UMIR amendments respecting short sales and failed trades, previously scheduled to occur on September 1, 2012, to October 15, 2012.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Coventree Sanctions Decision Raises Interesting Points

    On December 23, the Ontario Securities Commission released its reasons for imposing sanctions in its case against Coventree Inc. and two of Coventree's directors.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Adopting Amended Mining Disclosure Instrument

    On April 8, the Canadian Securities Administrators announced the adoption of final amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects, along with related amendments to various other instrument and forms.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Discuss Compliance Expectations For EMD Registrants

    The CSA issued a staff notice earlier this week dealing with the account statement requirements under National Instrument 31-103 Registration Requirements and Exemptions.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Extend Registration Exemption For Mortgage Investment Entities

    Earlier today, the CSA announced the extension of the registration exemption for mortgage investment entities from the investment fund manager registration requirement and the adviser registration requirement until March 31, 2011.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Outline Concerns Regarding Issuers' Financial Condition During Prospectus Offering

    The CSA today published a staff notice outlining its approach to situations where it has concerns with the financial condition of an issuer and/or the sufficiency of proceeds from the offering during a prospectus review.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Consultation Paper On Trade Repositories

    The Canadian Securities Administrators today released a consultation paper that proposes a framework of rules for the reporting of OTC derivatives transactions and the operation of trade repositories.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Publish Proposed Amendments To NI 54-101 Regarding Communication With Beneficial Owners Of Securities

    The CSA today published for comment revised proposals to amend National Instrument 54-101 Communications with Beneficial Owners of Securities of a Reporting Issuer.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Respond To Inquiries Regarding Prospectus Disclosure Of IFRS Transition

    The CSA published a staff notice today in response to inquiries about the financial information to be included in a prospectus during the time of an issuer's transition to IFRS.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Revises Instrument Regulating Credit Rating Agencies

    The Canadian Securities Administrators today published a revised version of NI 25-101 Designated Rating Organizations and related consequential amendments intended to achieve uniformity of drafting across Canada.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Scrutinize Marketing Practices Of Portfolio Managers

    The Canadian Securities Administrators released a staff notice yesterday summarizing findings from a focused compliance review of the marketing practices of firms registered as portfolio managers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Seek To Improve Consistency Of Scholarship Plan Prospectus Disclosure

    Late last week, the Canadian Securities Administrators published an amended prospectus form for scholarship plans intended to better reflect the unique features of such plans.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Final CPSS/IOSCO Report On OTC Derivatives Data Reporting Released

    Last week, the Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions published a final report regarding OTC derivatives data reporting and aggregation requirements.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 61–80 of 2180 results

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