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Our Business Law and Financial Services lawyers wrote an article on a new customer clearing rule published by the Canadian Securities Administrators

Nova Scotia introduced amendments to its Securities Act intended to further facilitate the harmonization of derivatives regulation across Canada.

Of particular interest in this latest report, the regulators note that for the fiscal years 2018 and 2019, about 7% of investment-related complaints were settled for less than OBSI recommendations.

A recent report reveals some interesting trends in US securities class actions.

Dans l'affaire Chandler, la Cour d'appel a confirmé le rejet de l'action collective des actionnaires de Volkswagen en lien avec le scandale des émissions.

On June 5, 2020, The Real Brokerage Inc. (formerly, ADL Ventures Inc.) (TSXV: AVI.P) closed its previously announced Qualifying Transaction, as such term is defined under Policy 2.4.

The newly elected Liberal government released its Update of Economic and Fiscal Projections on Friday, November 20, bringing with it some much-needed clarity on a particularly sensitive subject.

On April 17, 2024, the Canadian Securities Administrators (CSA) provided an update to their interim approach in respect of "Value-Referenced Crypto Assets" (VRCAs)...

In OSC Staff Notice 33-758 2025 Examination Priorities for the Registration, Inspections and Examinations Division (the Notice), the Registration, Inspections and Examinations Division of the Ontario Securities Commission...

The extension to be granted under the blanket relief will apply to financial statements, management's discussion and analysis ("MD&A")...

The Co-Directors of the U.S. Securities and Exchange Commission (SEC) Division of Enforcement recently issued a Public Statement...

David Street provides an update on the status of equity crowdfunding, a new and evolving tool that business start-ups and small and medium enterprises are using to raise capital.

The British Columbia Securities Commission recently published an annual report summarizing its compliance-related findings for portfolio managers, investment fund managers and exempt market dealers based in BC.

The Ontario Securities Commission (OSC) has issued two temporary exemptions from late fees that would otherwise be levied in connection with reporting certain registration information...

The Bureau de décision et de révision (BDR) ruled on an application by the Autorité des marchés financiers (AMF) seeking an administrative penalty against a director of a reporting issuer.

La nouvelle dispense de prospectus vise à procurer un accès bonifié aux capitaux et des occasions de placement plus larges aux investisseurs de l'Alberta et de la Saskatchewan.

Under Multilateral Instrument 51-105 – Issuers Quoted in the U.S. Over-the-Counter Markets, a foreign issuer which undertakes promotional activities in Canada without being listed or quoted on a designated exchange runs the risk of being deemed a reporting issuer in Canada, and therefore subject to extensive Canadian continuous disclosure requirements, if the issuer’s equity securities trade over the counter (OTC) in the United States.

Very soon, an Alberta corporation will no longer be required to have any Canadian citizens on its board of directors. In addition, director resident information will no longer be collected.