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The Investment Industry Regulatory Organization of Canada (IIROC) recently released its annual compliance report.

Derivatives, Securities and Derivatives Regulation.

The Office of the Superintendent of Financial Institutions (OSFI) has issued its final version of the Corporate Governance Guideline (CGG).

The Ontario Securities Commission has indicated that it will consider providing relief on the participation fee charged to certain small registered firms.

On February 25, 2025, Bill 4 was introduced into the British Columbia legislature for the purpose of effecting a number of proposed amendments to the Business Practices and Consumer Protection Act (British Columbia)...

Une traduction de ce billet sera disponible prochainement.

The Supreme Court of Canada (SCC) released its decision on November 9, 2018, holding that the proposed co-operative pan-Canadian securities regulator

The industry has been carefully watching the Canadian Investment Regulatory Organization (CIRO) publications on advisor compensation options. Recently, the Canadian Securities Administrators (CSA)...

In late 2014 the TMX Group launched TSX Private Markets, a new business that offers capital raising and trading services to provide public and private companies the opportunity to access capital in early stages of development in Canada's exempt market.

Further to our March 2012 "Update on Federal Consumer Protection Measures" in which we reported on the new CG-8 Mortgage Prepayment Penalty Disclosure Guidance (Guidance) published by the Financial Consumer Agency of Canada (FCAC), enhancing disclosure of mortgage prepayment charges, on April 13, 2012, the FCAC announced revisions to the Guidance, likely in response to early feedback from affected Federally Regulated Financial Institutions (FRFIs).

The motion judge held that the Mareva injunction did not give Trade Capital a proprietary interest in the funds, and the Court of Appeal agreed.

The Financial Services Regulatory Authority of Ontario ("FSRA") has released its Proposed FY 2019-20 FSRA Priorities and Budget for public consultation (the "Proposal").

Ontario's Superintendent of Financial Services has issued a Notice of Intended Decision that would require a company plan to count vacation pay ...

On May 11, 2020, the Federal Government announced a support program for Canada's largest companies: the Large Employer Emergency Financing Facility (LEEFF).

The Canadian investment fund industry is regulated by, among other things, a number of National Instruments. The Investment Fund Rules Book, prepared by members of BLG's Investment Management Group...

The Canadian investment fund industry is regulated by, among other things, a number of National Instruments. The Investment Fund Rules Book, prepared by members of BLG's Investment Management Group...

The Canadian government has taken the next step towards implementation of the bail-in regime for domestic systemically important banks in Canada (D-SIB(s)).