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The issue addressed in this piece concerns what rights the mortgage creditor may retain on the rents produced by a building, after its mortgagor has disposed of the mortgaged building, without this creditor having...

The OSC today released a staff notice expressing concern that issuers and dealers are relying on the accredited investor exemption to sell exempt securities to individual investors who do not meet the applicable requirements of the exemption.

A limited partnership is a business structure comprised of at least one general partner and one limited partner. General partners are liable for all of the partnerships' obligations and losses...

Effective June 30, 2007 the Toronto Stock Exchange (TSX) will no longer permit issuers with security based compensation arrangements that have amendment procedures that fail to meet TSX standards to make even minor “housekeeping” amendments to their plans without securityholder approval. Issuers should review their security based compensation plans to ensure that their amendment procedures meet TSX standards and, if they do not, shareholder approval of changes to such amendment procedures shoul

Under Section 56(2.2) of the PPSA, your borrower can require that other secured party to remove from its financing statement those collateral classifications in which the secured party has not actually acquired a security interest.

I have previously written about pre and post judgment garnishing orders as well as the types of funds subject to garnishment.

The Canadian Coalition for Good Governance (CCGG) recently published its 2009 edition of Best Practices in Disclosure of Director Related Information, a guide intended to "improve disclosure about directors." According to the CCGG, the purpose of the document is to "recommend disclosure practices that exceed the minimum requirements set out in the regulations."

On February 9, 2011, the SEC issued its first proposed rule amendments pursuant to the requirement of the Dodd-Frank Act to remove references to credit ratings in the SEC's rules and forms and replace them with other appropriate criteria.

On Wednesday, the Investment Industry Regulatory Organization of Canada released proposed guidance intended to make transparent the criteria it would use to determine whether to vary or cancel a trade under the authority of the Universal Market Integrity Rules.

On September 22, 2008, the New York State Department of Insurance issued Circular Letter No. 19 (2008) concerning insurance policies written by financial guarantee insurance companies on asset-backed securities.

The Ontario Securities Commission today released its draft Statement of Priorities for the financial year ending March 31, 2013.

This is the fourth in a series of posts in which we take a closer look at proposed amendments to NI 41-101, released by the Canadian Securities Administrators in November 2011.

On February 29, 2008, the Canadian Securities Administrators (CSA) published their revised proposals on National Instrument 31-103 relating to registration requirements for dealers, advisers and investment fund managers.

On February 9, 2011, the SEC issued its first proposed rule amendments pursuant to the requirement of the Dodd-Frank Act to remove references to credit ratings in the SEC's rules and forms and replace them with other appropriate criteria.

Toronto Stock Exchange (TSX) staff provided notice (the Staff Notice) about a temporary suspension of the TSX’s listing and trading rules relating to normal course issuer bids (NCIB) by TSX-listed issuers (U.S. Interlisted Issuers) that are also listed on a national securities exchange in the United States (U.S. Exchange).

TSX staff remind issuers that the requirements to notify the TSX of the approval of a distribution and to provide seven trading days notice prior to the record date includes special year-end distributions and applies whether or not ...

More than US $150 billion in "green bonds"—bonds that fund projects that provide environmental benefits according to guidelines developed by the International Capital Markets Association...