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The Canadian Securities Administrators (CSA) today published the Mutual Fund Fee Research report prepared by The Brondesbury Group (the Brondesbury Report).

Earlier today, the Canadian Securities Administrators (CSA) published proposed regulatory amendments that would prohibit the payment of commissions to dealers on most sales of mutual funds

The Investment Industry Regulatory Organization of Canada (IIROC) is proposing amendments to the Dealer Member Rules dealing with market transparency in trades of domestic debt securities.

On Jan. 4, 2019, Metalla Royalty & Streaming Ltd. announced that it had closed its oversubscribed brokered private placement of units for aggregate proceeds of approximately $6.8 million.

The amendments will also eliminate certain activity and late fees, and permanently eliminate late fees on certain registration form updates, including outside activities.

The OSC recently approved amendments to Mutual Fund Dealers Association of Canada (MFDA) Rule 5.3 – Client Reporting and MFDA Policy No. 7 – Performance Reporting.

Late in November, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-740 Update on Long-Term Asset Fund Project which discussed key themes and questions from industry stakeholders...

The Ontario Securities Commission Investment Funds Branch released a notice today setting out the findings of a targeted continuous disclosure review of advertising and marketing materials of publicly offered investment funds.

In a senior lender/junior lender scenario, the lenders will customarily enter into an intercreditor agreement to establish their respective rights when dealing with a common borrower.

The issuance was significantly oversubscribed with over $9 billion in orders, attracting the largest total order books of a bond offering ever in Canada.

What is an "At-the-Market" program and how can issuers establish one? What should issuers know about recent amendments to the Canadian ATM regime?

The Toronto Stock Exchange has announced new rules for director elections for listed issuers, which will come into effect on December 31, 2012.

A Hearing Panel of the Prairie Regional Council issued its decision in the William Cormylo file, which found him guilty of two charges levied by MFDA Staff.

On Sept. 25, 2019, Wikileaf Technologies Inc. began trading on the Canadian Securities Exchange ("CSE") under the ticker symbol "WIKI".

BLG was successful on behalf of an investment dealer in the recent case Fisher v. Richardson GMP and Woodward wherein the Alberta Court of Queen's Bench refused to certify an investor class action.

Davis LLP's Brendan Clancy comments on the test for leave to bring a statutory claim for misrepresentation under the Ontario "Securities Act".

In JB & M Walker Ltd. v. TDL Group, Justice Morgan approved a litigation funding agreement between Galactic TH Litigation Funders LC ...