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  • Article

    IIROC'S Restricted Dealer Member Proposal

    On July 12, 2012, the Investment Industry Regulatory Organization of Canada (IIROC) released a concept proposal to create a new "Restricted Dealer Member" category.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    FCA Confirms CRA Super Priority Over Secured Creditors On A GST/HST Debtors' Property

    In Toronto-Dominion Bank v Canada,1 the Federal Court of Appeal (FCA) upheld the Federal Court's decision2 that the Toronto-Dominion Bank (TD) was required to pay to the Canada Revenue Agency (CRA)...
    CanadaTax
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
Article

Incentivizing Reports Of Misconduct: The OSC Proposes New Whistleblower Program

Citing the success of the Dodd-Frank Whistleblower Program which has operated since 2011 in the United States, the Ontario Securities Commission (the OSC) has proposed a new Whistleblower Program that would reward eligible whistleblowers with up to $1.5 million for information which leads to the prosecution of a serious financial crime.
CanadaCorporate/Commercial Law
Borden Ladner Gervais LLP
Borden Ladner Gervais LLP
  • Article

    Results Of The CSA Continuous Disclosure Review Program

    Canadian Securities Administrators Staff Notice 51-3371 summarizes the results of the CSA's continuous disclosure review program for the fiscal year ended March 31, 2012.
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Canada's Bank Regulator Moves To Loosen Capital Rules And Encourage Lending To SMEs

    Office of the Superintendent of Financial Institutions Lowering Bank Capital Requirements to Support Business Lending
    CanadaFinance and Banking
    Aird & Berlis LLP
    Aird & Berlis LLP
  • Article

    Canadian Government Tables Bail-in Legislation

    Bill C-15 includes provisions that would implement the long awaited bail-in legislation, i.e., the power to convert eligible liabilities of certain banks into common shares.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Capital Markets Bulletin - February 3-7, 2014

    Today, the OSC released Staff Notice 51-722, which presents the results of a review conducted by OSC staff into MD&A disclosure filed by mining issuers with a market capitalization of less than $100 million dollars.
    CanadaFinance and Banking
    Cassels
    Cassels
  • Article

    The Potential Impact of the Proposed Canadian Securities Act

    On May 26, 2010, the Government of Canada released the proposed Canadian Securities Act (CSA). To date, the discussion of the CSA primarily has focused on whether the legislation will be found to be constitutionally valid.
    CanadaFinance and Banking
    Bennett Jones LLP
    Bennett Jones LLP
  • Article

    Timely Disclosure Requirements: A Refresher And Best Practices

    This article provides a brief summary of the Toronto Stock Exchange (TSX) timely disclosure requirements and discusses (i) the circumstances in which an issuer may delay the disclosure of confidential information, (ii) market surveillance pre-notification procedures, and (iii) issues relating to the timing of board meetings and the disclosure of material information.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    Wealth Creation In Quebec: The Missing Link

    The Quebec Stock Savings Plan is slated to end on December 31, 2014, and Quebec counts for only 7% of the corporations listed on the exchanges of the TMX Group, whereas the province's economic weight in the Canadian economy is 20%.
    CanadaFinance and Banking
    McMillan LLP
    McMillan LLP
  • Article

    贷款人要当心:有担保的债权人可能要对借款人的欠税负责

    加拿大税务局(以下简称为" CRA")对"视同信托"(deemed trust)...
    CanadaFinance and Banking
    Lawson Lundell LLP
    Lawson Lundell LLP
  • Article

    Tapping U.S. Markets: Confidentially Marketed Public Offerings

    For companies seeking to raise capital in the United States, volatile market conditions can prove to be challenging.
    GlobalCorporate/Commercial Law
    Torys
    Torys
  • Article

    Debt-for-Nature Conversion Projects: New Voluntary Practice Standards

    In June 2025, a group of conservation organizations, chaired by The Nature Conservancy, published a new set of voluntary practice standards for debt conversion projects: the Practice Standards...
    GlobalFinance and Banking
    Blake, Cassels & Graydon LLP
    Blake, Cassels & Graydon LLP
  • Article

    British Columbia Securities Commission Provides Guidance On Early Warning And Joint Actor Rules In Proxy Solicitations

    Prompt, robust and wide dissemination of material information is a central tenet of Canadian securities laws. The early warning disclosure requirements contained...
    CanadaCorporate/Commercial Law
    Goodmans LLP
    Goodmans LLP
  • Video

    Designing A Solid Security Package: Limited Recourse And Limited Amount Guarantees (Video)

    Now we're going to address a topic we often receive questions about from our lender clients: namely, the strategic use of limited recourse guarantees and limited amount guarantees to secure the repayment of loans.
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Article

    Quebec Is First Province To Propose Cash Collateral Regime

    As previously reported in our post of November 28, 2014, the Quebec Minister of Finance presented Bill 28 to the National Assembly on November 26, 2014.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Raises The Bar For Non-GAAP Disclosure

    The slicing and dicing of financial results by issuers (and the analysts who follow them), and the publication of the resulting financial measures, has a long history and can provide useful information to...
    CanadaCorporate/Commercial Law
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    As Trade Tensions Rise, Canadian Lawmakers Should Better Protect Investors In Canadian Public Companies

    The unfolding trade tensions initiated by the new U.S. administration have galvanized the Canadian public to address various overdue internal housekeeping matters to prepare for a future...
    GlobalCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    IPOs And Going Public In Canada

    This Guide provides private companies an overview of the process for obtaining a public listing in Canada and highlights key considerations for the company...
    CanadaCorporate/Commercial Law
    Fasken
    Fasken
  • Article

    Limited Market Dealers And Proposed National Instrument 31-103 - Registration Requirements

    Earlier this summer, the Canadian Securities Administrators published for comment Proposed National Instrument 31-103 - Registration Requirements (the "Proposed Rule") and require.Proposed Companion Policy 31-103 - Registration Requirements (the "Proposed Companion Policy").
    CanadaFinance and Banking
    Gowling WLG
    Gowling WLG
  • Showing 461–480 of 674 results

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