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The OSC, AMF, ASC and BCSC have entered into an Exchange of Letters with Chile's Superintendencia de Valores y Seguros.

The marketing, offering and issuance of securities by foreign private funds in Canada are regulated under the securities regime established in each province or territory.

Davies has submitted a comprehensive comment letter on a new Capital Markets Act (CMA) proposed by the Ontario Ministry of Finance...

The Investment Industry Regulatory Organization of Canada yesterday announced the adoption of amendments to its Dealer Member Rules.

On May 10, 2016, the Investment Industry Regulatory Organization of Canada announced that it is extending the deadline for unwinding existing trustee, executorship and power of attorney arrangements prescribed by Dealer Member Rule 43.2(5)(i).

As we discussed in our post of March 1, IIROC has set June 1st as the date on which requirements to report trade variations and cancellations, as well as extended failed trades, will take effect.

The Ontario Securities Commission recently announced the adoption of OSC Rule 11-501, Electronic Delivery of Documents to the Ontario Securities Commission.

The multijurisdictional disclosure system permits eligible Canadian issuers to publicly offer securities in the United States by using a prospectus that is prepared principally in accordance with Canadian disclosure requirements.

In mid May, the Ontario Securities Commission (OSC) and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding (MoU) intended to assist cross-border supervision and market access.

The Ontario Securities Commission recently announced that Ministerial approval has been granted in respect of the previously-announced: (i) amendments to NI 25-101 "Designated Rating Organizations"; (ii) Supervisory MOU between the OSC, EMSA, AMF and BCSC; (iii) changes to NI 81-102 "Mutual Funds"; and (iv) MOU with the ASIC.

In its fall economic statement, the Ontario Government has pledged to conduct a broad review the Securities Act, R.S.O. 1990, c. S.5 for the first time in over 15 years

The Ontario Securities Commission (OSC) recently released its annual Summary Report for Dealers, Advisors and Investment Fund Managers (Summary Report) for the 2020-2021 fiscal year.

As predicted in our May Securities Law Update, the Ontario Securities Commission (the OSC) has adopted an amendment to NI 44-101 – Short Form Prospectus Distributions which expands the existing pre-marketing exemption to include pre-marketing of securities issuable in bought deal offerings under a greenshoe option.

On February 26, 2008, the Office of the Superintendent of Financial Institutions ("OSFI") published a revised version of its "Guide to Intervention for Federally Regulated Deposit-Taking Institutions" (the "Guide") which reflects both changes in applicable legislation and a much more aggressive and comprehensive approach to intervention.

In its 2015 budget, the Ontario government stated its intention to review Ontario's corporate and commercial statutes...

The Ontario Securities Commission (OSC) recently announced a temporary exemption from the order execution only (OEO) trailer ban in order to facilitate client transfers and rebates of trailing commissions.

Gowling WLG advised Sabina with respect to this financing with a team that included Brett Kagetsu and Tara Amiri.