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On September 30, 2015, Justice Donald J. Rennie, on behalf of a three member panel of the Federal Court of Appeal...

The decision on sentencing rendered by the Court of Quebec has not been made public… yet.

For further information, please see IIROC Notice of Approval 15-0243 Approval of Debt Market Regulation Fee Model.

As we discussed in a post earlier this year, IIROC recently announced the approval and implementation of core elements of its Client Relationship Model project.

Registrants in Ontario must complete the 2024 Risk Assessment Questionnaire in the next few weeks and submit it through the Ontario Securities Commission's (OSC) Electronic Filing Portal.

The new provision was adopted as part of the Ontario Budget Measures Bill 173, which received royal assent on April 19, 2016.

The IOSCO Research Department recently released a staff working paper that considers the emerging growth of crowdfunding.

As we discussed in November 2012, the Department of Finance initiated a consultation process in 2011 intended to address deficiencies in the customer due diligence provisions under the Proceeds of Crime (Money Laundering) and Terrorist Financing Regulations (PCMLTFR).

The Ontario Securities Commission confirmed today that it has received Ministerial approval of amendments to NI 54-101.

That provision was added to the Securities Act on June 4, 2015. The amendment to OSC Rule 13-502 is expected to come into force on December 15, 2015.

The Ontario Securities Commission announced last week that it has approved amendments to the rules of the TSX and Alpha Exchange, as well as to the TMX Select Trading Policy Manual to provide for a new category of direct electronic access client.

The Ontario Securities Commission (OSC) recently announced that it has entered into a Memorandum of Understanding (MOU) with the Financial Supervisory Commission (FSC) of Taiwan.

On January 29, the Ontario Securities Commission is hosting a roundtable discussion to consider issues regarding the integrity and reliability of proxy voting in Canada.

The Ontario Securities Commission today released the results of a report conducted by its Compliance and Registration Regulation Branch in respect of the annual capital markets participation fees paid by registrant firms and unregistered capital markets participants.

The Ontario Securities Commission today released a staff notice advising that, when OSC Staff recommend that the Director refuse, amend, suspend or impose terms and conditions on an individual's registration status under the Securities Act, staff will provide written notice of its recommendation and brief reasons not only to the individual registrant, but also the sponsoring firm.

The Ontario Securities Commission announced last week that OSC Rule 91-506 Derivatives: Product Determination and OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting have received Ministerial approval.

To assist registered firms in satisfying their obligations, the OSC is hosting a seminar on November 6 to discuss the calculation of participation fees, key issues and common errors.