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IIROC published for comment proposed guidance setting out the organization's expectations regarding the engagement of part-time chief financial officers.

On September 30, IIROC published a notice setting out its position and providing guidance to its Dealer Members regarding the adoption of IFRS.

The Investment Industry Regulatory Organization of Canada recently released its inaugural enforcement report for 2012.

The Investment Industry Regulatory Organization of Canada yesterday released the filing deadlines for monthly financial reports to be filed by its members in 2012.

IIROC announced that it will grant extensions to the September 1 deadline that requires that certain terms be included in routing arrangements.

On August 3, the Investment Industry Regulatory Organization of Canada (IIROC) released a new strategic plan for 2012-2015.

The private equity space continues to grow and fill a much needed void in today's volatile markets. Having access to relevant resources to help inform business planning, deals and transactions...

Commercial litigator Brian Radnoff considers whether it makes sense to create statutory provisions that impose on investment advisors fiduciary duties in respect of all of their clients.

Développer une marque responsable.

In a recent interview with IFLR1000.com, Mario Nigro, partner in the Toronto office of Stikeman Elliott, commented on the growing involvement of U.S. private equity firms in Canadian transactions.

Ontario's Minister of Finance has approved amendments to the following National Instruments which came into force on November 14, 2017:

Further to my November 26, 2013 post "Be Aware of Privacy Precautions When Using Foreign Service Providers", the Office of the Privacy Commissioner of Canada recently released a fact sheet for the private sector regarding the importance of protecting privacy when outsourcing to either local and foreign service providers

The CSA announced today that a new version of the SEDAR Filer Manual (version 8.15) is now available, which provides updated and new guidance on such things as privacy, passport processes and filing processes.

Firms offering order execution only services and activities will be interested in reviewing guidance published for comment by IIROC.

The OSC announced yesterday that it has entered into a Memorandum of Understanding with the Canadian Public Accountability Board focused on consultation, cooperation and information exchange between the parties.

On December 16, 2022, the OSC announced the members of the Registrant Advisory Committee (RAC) for the 2023-2024 term.

The OSC yesterday released a set of frequently asked questions, and associated responses, to assist issuers in using Fund Facts to satisfy the requirements to deliver a prospectus.