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Amendments to the Investment Industry Regulatory Organization of Canada's (IIROC) Universal Market Integrity Rules have been approved by the applicable securities regulatory authorities.

The Ontario Securities Commission has announced the approval of amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 Fees.

The Ontario Securities Commission (OSC) recently announced the adoption of amendments to OSC Rule 48-501 to remove existing trading restrictions imposed on dealers

The OSC has announced that beginning on May 1, its Enforcement Branch will launch a pilot mediation program for respondents involved in enforcement proceedings before the OSC.

The Ontario Securities Commission has re-evaluated its fee levels and determined that no changes will be made to OSC Rule 13-502 Fees or OSC Rule 13-503 (Commodity Futures Act) Fees (the Fee Rules).

The Ontario Securities Commission yesterday released a staff notice setting out how OSC staff interpret the application of the adviser registration requirement set out in Ontario's Commodity Futures Act with respect to non-resident investment funds sold to Ontario investors.

The Ontario Securities Commission yesterday released a staff notice setting out how OSC staff interpret the application of the adviser registration requirement.

The Ontario Securities Commission last week released a staff notice setting out the process for OSC Staff's review of the initial filings of entities applying to become recognized exchanges or alternative trading systems.

The Ontario Securities Commission today announced that its staff have retained a consultant to analyze tools and controls with respect to electronic trading in Canada.

The OSC yesterday announced the winding up of Ontario Contingency Trust Fund, which provides limited compensation to clients of dealers that are unable to return funds or securities to clients.

The CSA announced yesterday that relief exempting IIROC members from the requirement to provide relationship disclosure information, as prescribed under s. 14.2(1) of NI 31-103, would be extended to March 26, 2014.

Recently, the Globe and Mail conducted an investigation and published an article which revealed that securities regulators across Canada have over $1.1 billion in uncollected fines.

Davies has submitted a comprehensive comment letter on the revised draft Capital Markets Act proposed to be enacted by the participating provinces and territory.

A recent press release from TMX Group announced that The Canadian Depository for Securities Limited (CDS) is working with Canadian securities regulators and stock exchanges...

In mid-December, the Toronto Venture Exchange extended a temporary relief from certain pricing requirements related to private placements.

In a bulletin published on April 8, 2020, the TSXV has provided temporary relief (the Temporary Relief) from certain requirements of its Corporate Finance Manual (the Manual) to reduce the....

This will be UTEST's fifth call for companies and is the first time UTEST will be partnering with MLA through the MLA48 program, which assists local startups gain access to investment opportunities on accelerated timelines.