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  • Article

    Important Reminder: Everything Old Is New Again – Interim Financial Statements

    For collective investment vehicles with December 31 year ends, upcoming interim financial statement deadlines should be on your radar. In particular, issuers that rely on the offering memorandum (OM)...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    The Investment Fund Rules Book

    The Canadian investment fund industry is regulated by, among other things, a number of National Instruments. The Investment Fund Rules Book, prepared by members of BLG's Investment Management Group...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Consultation On Total Cost Reporting For Segregated Funds

    On May 27, 2024, the Financial Services Regulatory Authority of Ontario (FSRA) launched a public consultation on its new proposed rules that will affect all insurers that offer customers...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Lumina Metals Corp. Closes Its Upsized $406 Million Initial Public Offering

    On April 30, 2026, Lumina Metals Corp. (TSX: LMCU) ("Lumina Metals" or the "Company") completed its upsized initial public offering and secondary offering of common shares ("Common Shares")...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Need Funding For IP? Try IPON

    Intellectual Property Ontario (IPON) was created in 2019 to help businesses, innovators, and researchers in Ontario to drive economic growth by leveraging their intellectual property (IP).
    CanadaIntellectual Property
    Gilbert's LLP
    Gilbert's LLP
  • Article

    Regulators Announce Repeal Of National Instrument 81-104 Alternative Mutual Funds

    On August 31, 2023, the Canadian Securities Administrators ("CSA") announced the repeal of National Instrument 81-104 Alternative Mutual Funds ("NI 81-104") in all jurisdictions except Québec.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CIRO's Annual Priorities Released: Star Map Set For The New Regulator

    Effective January 1, 2023, the New Self-Regulatory Organization of Canada (New SRO) – the amalgamated self-regulatory body formed from the Mutual Fund Dealers Association of Canada (MFDA)...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Find Out More About The Changes

    This Osler Update will focus on the Final TCR Amendments that will affect registered dealers, advisers and investment fund managers.
    CanadaFinance and Banking
    Osler, Hoskin & Harcourt LLP
    Osler, Hoskin & Harcourt LLP
  • Article

    Legal Insights On The Fund Finance Market In Canada

    The fund finance market in Canada continues to evolve, offering innovative solutions and opportunities for private equity, venture capital and real estate/infrastructure funds.
    CanadaFinance and Banking
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    Three More Sakura Seasons, Then Total Cost Reporting Will Be Required For The Year Ending December 31, 2026

    On April 20, 2023, the securities and insurance regulators announced final changes to total cost reporting (TCR) disclosure for investment funds and individual segregated fund contracts.
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    CIRO's Enforcement Report: Can We Get A Better Report With The Merging Of The Two SROs?

    A closer look at CIRO's enforcement trends identifies issues affecting registrants that remain unanswered...
    CanadaFinance and Banking
    Babin Bessner Spry LLP
    Babin Bessner Spry LLP
  • Article

    TD Mutual Funds Class Action Regarding Trailing Commissions Paid To Discount Brokers – Notice Of Proposed Settlement And Supplemental Opt-Out Deadline For Certain Class Members

    A class action settlement has been reached with TD Asset Management Inc. for C$70.25 million to resolve the claims asserted on behalf of all persons...
    CanadaLitigation, Mediation & Arbitration
    Siskinds LLP
    Siskinds LLP
  • Article

    CSA Coordinated Blanket Order 33-930 - Exemptions From Certain Personal Information Requirements Under NI 33-109

    The Canadian Securities Administrators have issued a coordinated blanket order exempting individuals from submitting certain personal information under National Instrument 33-109, including physical characteristics and citizenship details.
    CanadaCorporate/Commercial Law
    Dentons Canada LLP
    Dentons Canada LLP
  • Article

    CSA Proposal To Implement 'Access Model' For Continuous Disclosure Documents Of Non-Investment Fund Reporting Issuers

    On November 19, 2024, the Canadian Securities Administrators (the "CSA") announced that they are seeking feedback on proposed amendments to certain national instruments and their related companion.
    CanadaFinance and Banking
    Wildeboer Dellelce LLP
    Wildeboer Dellelce LLP
  • Article

    Do Canada's Modern Slavery Reporting Requirements Impact Investment Managers?

    You may have seen recent headlines about a reporting requirement due on May 31, 2024, under the Fighting Against Forced Labour and Child Labour in Supply Chains Act...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Holding It Together – Summary Report For Investment Fund And Structured Product Issuers

    On November 5, the Ontario Securities Commission (OSC) released OSC Staff Notice 81-736 Summary Report for Investment Fund and Structured Product Issuers (the Report) for the OSC...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    How To Find The Right Government Grants For Your Business

    Government grants can be a valuable source of funding for small businesses in Canada.
    CanadaFinance and Banking
    Froese Law
    Froese Law
  • Article

    Client Guide To Trust Accounts

    When you retain a lawyer, you will often hear the terms "Trust Account" or "In Trust", but what exactly does that mean?
    CanadaFinance and Banking
    Casey & Moss LLP
    Casey & Moss LLP
  • Article

    Did CRM2 Work?

    On April 25, 2024, the Canadian Securities Administrators (CSA) published two research reports that examined how the implementation of the Client Relationship Model Phase 2 (CRM2)...
    CanadaFinance and Banking
    Borden Ladner Gervais LLP
    Borden Ladner Gervais LLP
  • Article

    Key Takeaways From The 2025 Fund Finance Symposium

    From February 24th to February 27th, the Fund Finance Association (FFA) hosted the annual Fund Finance Symposium, where sponsors, funds, lenders, rating agencies and legal counsel...
    CanadaFinance and Banking
    Torys
    Torys
  • Showing 21–40 of 93 results

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