ASIC has intensified enforcement actions against Responsible Managers who fail to meet 'fit and proper' standards, raising critical questions about competency, character, and regulatory compliance in financial services.

Michael Hodgson discusses Wayne Swan's proposal to boost the corporate bond market on Boardroom Radio.

Understanding the specific requirements for reporting quantity units of measure under ASIC's derivatives trade reporting framework is crucial for compliance. The regulatory standards define precise methodologies for capturing and submitting this critical data element across different transaction legs.

Article contains a link to a video that discusses intercreditor arrangements.

In order to market and distribute a fund or manage the assets of a fund in Australia, fund managers must be authorised or licenced by the Australian Securities and Investments Commission ("ASIC")...

Your business model is the central plank in investor presentations, investor meetings, prospectus and other PR material.

As Australia moves to electronic platforms for conveyancing, banks should look carefully at VOI rules to prevent fraud.

There's been a drop-off in the secondary debt market in Australia, but Peter Bowden says things might be about to change.

This video discusses the government's response to the Senate Committee report on credit cards and its proposals.

From 1 July 2016, accountants providing SMSF financial advice must hold an AFSL or be an AFSL authorised representative.

Martin Lakos, one of Macquarie Bank's market commentators, provides insights into the economy and what to expect in 2023.

Understanding the notional amount field for Leg 1 in ASIC derivative transaction reporting is crucial for compliance. This guide explores the specific requirements, data formats, and reporting obligations that financial institutions must meet when submitting trade reports to the Australian Securities and Investments Commission.

Understanding the notional amount reporting requirements for Leg 2 under ASIC derivatives trade reporting regulations. This guide examines the specific data field requirements, formatting standards, and compliance considerations for accurately reporting notional amounts in the second leg of derivative transactions.

The video discusses the requirements of an Australian Financial Services Licence (AFSL).

Non arms length income provisions may apply when a SMSF Trustee undertakes a limited recourse borrowing arrangements.

Join Partners Andrew Eastwood and Peter Jones and Senior Associate David Curley for a look at who is responsible when a bank's customer is scammed.

Security interests in each individual short-term rental that is hired out may not have to be registered on the PPSR.

Report 762 outlines ASIC's response to its review of how investment product issuers are meeting their DDO obligations.

AFS licensees must update breach reporting procedures, as non-compliance with the regime carries significant penalties.

In this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights...