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Data lineage is being able to see data from its origin to its end point.

New economic measures will provide relief for financially distressed individuals and businesses affected by COVID-19.

ASIC released guidance for upcoming laws requiring large proprietary and public companies to have whistleblower policies.

This newsletter links to media releases and cases relating to superannuation, funds management & financial services.

The case shows how the court will treat an application to validate an otherwise invalid appointment as an Administrator.

Overview of the various forms of securities utilised by lenders to protect their interests when extending credit.

Amendments to the AFSL professional standards will affect AFSL holders who provide personal advice to retail clients.

The APRA letter to CEOs of ADIs, general insurers and life companies clarified its intent in respect of risk management.

ASIC says the best interests duty applies to the "individual providing the personal advice", not the "providing entity".

Did Westpac breach its duty to act in the best interests of customers when providing personal financial product advice?

Licensees should consider taking steps to notify existing clients who were serviced by the Authorised or Credit Representative.

Does your company fall within ASIC list of company types required to submit a Form 388 along with the FS70 & FS71?

The " Fit for the Future" Capability Review was released, together with the Government's response and ASIC's response.

Credit licensees should take note of ASIC's focused enforcement action against those engaging in predatory lending activities.

The court ruled that Green County and Max Funding could not merely rely on a signed business purpose declaration to avoid the application of the NCC and the licensing requirement.

Credit licensees that provide home loan services to consumers are subject to a range of compliance obligations.

Credit licensees cannot make statements that are materially false or misleading, including claims made on a website or marketing material.