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  • Article

    Foreign financial services provider (FFSP) relief from ASIC

    ASIC may introduce a modified AFS licence for FFSPs relying on 'sufficiently equivalent' relief under class orders.
    AustraliaFinance and Banking
    Norton Rose Fulbright Australia
    Norton Rose Fulbright Australia
  • Article

    Funds Update - 23 January 2026

    On 20 January 2026, ASIC published Report 828 following a review in relation to the contracts for difference (CFD) sector. ASIC found widespread compliance weaknesses in a number of areas...
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
Article

Funds Update – 1 March 2024

On 19 February 2024, ASIC reissued Regulatory Guide 148: Platforms that are managed investment schemes and nominee and custody services (RG 148).
AustraliaFinance and Banking
Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
  • Article

    Funds Update – 19 January 2024

    On 18 January 2024, the Australian Law Reform Commission (ALRC) published Confronting Complexity: Reforming Corporations and Financial Services Legislation (Final Report)...
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Global Bank Review 2025

    Over the past year, one truth has become unmistakably clear for the banking industry: managing complexity is not a transient state; it is simply the air the modern bank must breathe.
    AustraliaFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Increased Penalties For Failing To Enrol With AUSTRAC

    The AML/CTF Act has been amended to clarify how penalty units accrue for those businesses not enrolled with AUSTRAC.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Video

    Insights Into Maintaining Financial Control In The Property And Construction Sector. (Video)

    Construction businesses can appear profitable while facing severe cash flow crises. Victor Zhou, a fractional CFO specializing in construction, reveals why cash shortages develop in building and development firms, how to spot warning signs before it's too late, and why securing additional funding often masks deeper structural problems that continue draining resources.
    AustraliaFinance and Banking
    Cathro & Partners
    Cathro & Partners
  • Article

    Instalment Warrant Trust – Limited Recourse Loan

    The Superannuation Industry (Supervision) Act allows a superannuation fund to borrow to purchase an asset on trust (instalment warrant trust) provided section 67(4A) is complied with.
    AustraliaFinance and Banking
    Cooper Grace Ward
    Cooper Grace Ward
  • Article

    Internal Dispute Resolution (IDR) Reporting Due For Financial Services Licensees

    All Australian financial services licensees with a retail authorisation, Australian credit licensees and certain unlicensed entities...
    AustraliaFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    Is your debt worth pursuing? Knowing when to cut your losses

    There are cost-effective steps to try to recover a debt before litigation, such as a letter of demand or mediation.
    AustraliaFinance and Banking
    Coleman Greig Lawyers
    Coleman Greig Lawyers
  • Article

    It Depends – When is a contribution made to an SMSF?

    The timing of a contribution can be important as it can change when and whether it's deductible to the person making it.
    AustraliaFinance and Banking
    Cooper Grace Ward
    Cooper Grace Ward
  • Article

    Lenders charging over 48% cap

    Company attempted to style selling goods as consumer leases when they were credit contracts.
    AustraliaFinance and Banking
    Sophie Grace Pty Ltd
    Sophie Grace Pty Ltd
  • Article

    Minter Ellison´s Integrated FSR Toolkit Now Available

    The updated version of Minter Ellison's Integrated FSR Toolkit is now available. It is an essential aid to understanding the financial services regime and includes information up to 30 September 2007.
    AustraliaFinance and Banking
    Minter Ellison
    Minter Ellison
  • Article

    Multi-lender financing in the middle

    With smaller cap corporates on significant growth trajectories, multi-lender financing is popular in the middle markets.
    AustraliaFinance and Banking
    Kemp Strang Lawyers
    Kemp Strang Lawyers
  • Article

    New laws governing public access to share registers aimed at unsolicited share offers

    The government recently brought into force new laws regulating access to share registers. Although aimed primarily at unsolicited share offers, the Corporations Amendment (No 1) Act 2010 restricts access to registers for a far wider range of users.
    AustraliaFinance and Banking
    Swaab Attorneys
    Swaab Attorneys
  • Article

    New laws target financial adviser competency

    A new independent standards body for financial advisers will develop education standards and code of ethics requirements.
    AustraliaFinance and Banking
    Corrs Chambers Westgarth
    Corrs Chambers Westgarth
  • Article

    New National Online Register for Securities over Personal Property

    The PPSA will introduce a national online register of securities over personal property.
    AustraliaFinance and Banking
    Barry Nilsson
    Barry Nilsson
  • Article

    New professional standards regime - financial advisers

    Legislation mandating new professional standards for financial planners and advisers has been passed in the lower House.
    AustraliaFinance and Banking
    Broadley Rees Hogan Lawyers
    Broadley Rees Hogan Lawyers
  • Article

    New Zealand LVR restrictions - a lesson for Australia

    APRA has recently warned that in times of rapid house price appreciation, a bank could "strengthen its LVR constraints".
    AustraliaFinance and Banking
    Kemp Strang Lawyers
    Kemp Strang Lawyers
  • Article

    Not-so-continuous disclosure

    Amendments to the continuous disclosure regime applicable to Australian listed companies including key takeaways.
    AustraliaFinance and Banking
    Marque Lawyers
    Marque Lawyers
  • Showing 521–540 of 4460 results

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