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ASIC to focus on misconduct against financially vulnerable consumers and protecting consumers from financial harm.

ASX-listed resources companies must ensure that public announcements comply with the JORC Code and ASIC and ASX guides.

AFS licensees are required to prepare annual financial reports, including a profit and loss statement and balance sheet.

Relief from the requirement to hold an AFS licence is extended to certain FFSPs who provide services to wholesale clients.

Who is required to pay the ASIC Industry Funding Levy?

ASIC has issued periodic reminders and warnings to AFS licensees and Australian Credit Licensees.

ASIC's third recent action against a firm offering a crypto-related product that was considered a financial product.

Licensees will no longer be required to report insignificant breaches of certain core obligations to ASIC.

Licence holders and their authorised representatives should review the scope of their CAR agreements.

Directors have a range of duties to the company as well as to its shareholders to act with due diligence and care.

Pre–IPO capital raisings continue to be popular with early stage, pre–profit tech businesses looking for a longer runway ahead of their ASX listing.

All are now subject to the provisions in the Corporations Act dealing with disclosure, anti-hawking & advertising financial products.

ASIC accepted an enforceable undertaking in relation to the sale of solar panel systems to consumers in Victoria and SA.

Article discusses 7 ways in which financing arrangements may be impacted & where to from here.

On 25 June 2009, the Federal Government introduced the National Consumer Credit Protection Bill 2009 into Parliament, together with the National Consumer Credit Protection (Transitional and Consequential Provisions) Bill 2009 and the National Consumer Credit protection (Fees) Bill 2009.

The Situation: In early 2019, the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry ("Banking Royal Commission")

Companies need to identify gaps in their cybersecurity risk management and fix them fast.