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ARTICLE · 05 NOVEMBER 2012

Investment Service Providers In Malta - Making The Complex Simple

Deloitte Malta
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The investment services industry in Malta is regulated and monitored by the Malta Financial Services Authority, the single regulator for financial services in Malta.

MaltaFinance and Banking
Andrew Manduca
Andrew Manduca
Stephen Paris
Stephen Paris

The provision of investment services in or from Malta is regulated by the Investment Services Act, and the Investment Services Rules, which implement EC Council Directive 2004/39/EC (MiFID) and certain provisions of EC Council Directive 85/611/EC ('UCITS' Directive).

The investment services industry in Malta is regulated and monitored by the Malta Financial Services Authority (MFSA), the single regulator for financial services in Malta.

Licensable activities

A person providing any one or more of the following investment services in or from Malta, in relation to specified 'instruments', must be licensed by the MFSA:

  • Reception and transmission of orders in relation to instruments

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