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ARTICLE · 07 FEBRUARY 2020

ESMA Publishes Final Report On Product Intervention Requirements

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Following the implementation of ESMA's first product intervention measures in March 2018, the European Commission has requested ESMA to report on the practical effects of the measures taken.

MaltaFinance and Banking
DF Advocates
DF Advocates

Following the implementation of ESMA's first product intervention measures in March 2018, the European Commission has requested ESMA to report on the practical effects of the measures taken. ESMA has now published the final report, taking into consideration the opinion of the Securities Markets Stakeholder Group (SMSG) and the replies received from market participants, investors and associations. Amongst other matters, the report concludes that the measures have successfully protected retail investors by preventing the distribution of speculative products. Furthermore, nearly all national competent authorities have adopted national product intervention measures in relation to binary options and CFDs to retail clients.

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