Submission To The Central Bank And Review Process

The UCITS ManCo will need to submit the following documents to the Central Bank for review as part of the application for authorisation:

• details of the significant shareholders of the UCITS ManCo and its proposed ownership structure;
• a draft business plan setting out the organisational structure of the UCITS ManCo and how it intends to comply with the UCITS Directive (see below);
• financial projections for the first three years of the UCITS ManCo's business following authorisation;
• details of any proposed delegation arrangements;
• a statement of responsibility for the UCITS ManCo;
• board confirmation of capital from the UCITS ManCo to the Central Bank;
• details of the UCITS the UCITS ManCo intends to manage, including the investment strategies and projected assets under management for the first three years following authorisation;