Read Valuation Insights, Fourth Quarter 2018
Now in its fifth year, Duff & Phelps is proud to
announce the release of the Global Enforcement Review 2018, which
provides commentary and insights on global enforcement trends.
Combining both our regulatory experience with in-depth analysis of
enforcement penalties issued by key regulators across the globe,
our aim is to assist firms in understanding the key risks to inform
strategic, governance, risk and compliance programs.
There are signs that a new regulatory enforcement landscape is
coming into view. On one hand, many of the regulators'
priorities are familiar and well worn. Corporate governance,
disclosures to clients and markets, fraud, anti-money laundering
(AML), and unlicensed activity remain key areas of focus and
activity, with the number of enforcement cases in these areas
consistently high over the last five years. On the other hand, a
new determination to hold individuals to account and the
