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ARTICLE · 03 FEBRUARY 2026

CIMA Launches Annual Prudential Information Survey For Registered Persons

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On 31 December 2025, CIMA launched a 40‑question Prudential Information Survey for Registered Persons to collect sector‑specific data for risk‑based supervision and strengthen...

GlobalFinance and Banking
Christopher Capewell
Christopher Capewell
Anthony Mourginos
Anthony Mourginos
Beth Waterfall
Beth Waterfall
Patrick Head
Patrick Head
Yunie Wong
Yunie Wong
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On 31 December 2025, the Cayman Islands Monetary Authority ("CIMA") launched a Prudential Information Survey for Registered Persons (the "Prudential Information Survey"). The Prudential Information Survey forms part of CIMA's ongoing supervisory programme of registered persons under the Securities Investment Business Act (As Revised).

The Prudential Information Survey forms part of CIMA's ongoing risk-based supervisory framework and is intended to assist CIMA in assessing sector-specific activities, exposures, and associated risk areas for Registered Persons operating in or from within the Cayman Islands. The Prudential Information Survey includes 40 questions and includes questions that cover business profile and activity, market, legal and regulatory risk, Anti-Money Laundering ("AML"), the Countering of Terrorist and Proliferation Financing and sanctions risk management, operational resilience, technology and outsourcing and governance.

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