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ARTICLE · 17 JANUARY 2019

Regulatory Watch – Asset Management Q3

Duff and Phelps
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In this edition of Regulatory Watch, the experts in Duff & Phelps' Paris Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by France's Autorité des marchés financiers ...

FranceWealth Management
Hannah Rossiter
Hannah Rossiter
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In this edition of Regulatory Watch, the experts in Duff & Phelps' Paris Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by France's Autorité des marchés financiers affecting the asset management industry during the third quarter of 2018.

Highlights include:

  • Implementation of the MMF Regulation: the AMF assists asset management companies in their authorization and management process
  • AMF's Enforcement Committee sanctions
  • Results of the AMF's "Online investment subscription" surprise visits campaign
  • Cooperation between the financial markets' surveillance authorities
  • Stress test scenarios on money market funds

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