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ARTICLE · 17 OCTOBER 2019

Regulation Round Up (September 2019)

Proskauer Rose LLP
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The Financial Conduct Authority ("FCA") updated its webpage relating to its guidance consultation on the fair treatment of vulnerable customers.

European UnionFinance and Banking
Andrew Wingfield
Andrew Wingfield
Richard Bull
Richard Bull
John Verwey
John Verwey
Jade-Alexandra Fearns
Jade-Alexandra Fearns
Amar Unadkat
Amar Unadkat
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2 September

The Financial Conduct Authority ("FCA") updated its webpage relating to its guidance consultation on the fair treatment of vulnerable customers.

The European Securities and Markets Authority ("ESMA") published a final report containing guidelines on liquidity stress testing in UCITS and alternative investment funds.

3 September

The Prudential Regulation Authority ("PRA") published a consultation paper on insurance special purpose vehicles and updates to authorisation and supervision.

The FCA published a webpage on strong customer authentication under the revised Payment Services Directive ("PSD2").

The FCA published a new webpage on polling and the Market Abuse Regulation (596/2014).

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