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ARTICLE · 08 APRIL 2021

Regulation Round Up

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Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

European UnionFinance and Banking
Richard Bull
Richard Bull
Kirsten Lapham
Kirsten Lapham
Andrew Wingfield
Andrew Wingfield
John Verwey
John Verwey
Jade-Alexandra Fearns
Jade-Alexandra Fearns
Michael Singh
Michael Singh
Amar Unadkat
Amar Unadkat
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The European Banking Authority ("EBA") published a consultation paper on draft regulatory technical standards (RTS) on the disclosure of the investment policy by investment firms under the Investment Firms Regulation ((EU) 2019/2033) ("IFR") (EBA/CP/2021/15).

The Financial Conduct Authority ("FCA") published a policy statement (PS21/4) on extending its annual financial crime reporting obligation.

The European Commission published a public consultation on instant payments.

30 March

The Financial Stability Board ("FSB") published a speech made by Randal Quarles, FSB Chair, that sets out details of the FSB's areas of focus for 2021.

European Securities and Markets Authority ("ESMA") published an updated version of its Q&As (ESMA34-32-352) on the application of the Alternative Investment Fund Managers Directive (EU/2011/61) ("AIFMD").

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