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ARTICLE · 06 JULY 2020

Marketplace Rules Amended To Streamline Reporting Requirements

Stikeman Elliott LLP
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On June 18, 2020, the Canadian Securities Administrators (CSA) announced the adoption of amendments to marketplace rules to streamline reporting obligations and introduce specific requirements...

CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
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On June 18, 2020, the Canadian Securities Administrators (CSA) announced the adoption of amendments to marketplace rules to streamline reporting obligations and introduce specific requirements regarding cyber resilience.

Specifically, in order to reduce the regulatory burden on marketplaces, amendments to National Instrument 21-101 Marketplace Operation include eliminating the need for marketplaces to report certain information (for example the requirement to report historical employment information for partners, directors and officers) and changing the timelines respecting the reporting of certain other information (for example changing the requirement to file non-significant amendments to information provided in Form 21-101F1 or Form 21-101F2 from monthly to quarterly).

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