Log in or register
Share on LinkedInShare on LinkedIn

ARTICLE · 20 JULY 2021

Les ACVM Publient Leur Rapport D'inspection De L'OCRCVM

Stikeman Elliott LLP
Explore more from Stikeman Elliott LLP

Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont mené leur inspection annuelle fondée sur les risques de l'Organisme canadien de réglementation du commerce des valeurs mobilières (l'« OCRCVM »)

CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
Author LinkedIn connections

Les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont mené leur inspection annuelle fondée sur les risques de l'Organisme canadien de réglementation du commerce des valeurs mobilières (l'« OCRCVM ») qui couvre la période allant du 1er septembre 2019 au 31 août 2020 (l'« inspection ») et ont récemment publié un rapport d'inspection (le rapport).

Une traduction de ce billet sera disponible prochainement.

The Canadian Securities Administrators (CSA) performed their annual risk-based oversight review of the Investment Industry Regulatory Organization of Canada (IIROC) covering the period from September 1, 2019 to August 31, 2020 (Review) and recently issued a report of their findings (Report).

We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.

Register for freeORLog in

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

View source

Related Articles

Legal Intelligence Newsletters: sign up for the latest legal and regulatory news on your chosen topics

Read more about

Related Comparative Guides

See more popular content from

Article

The PULSE Report: Governance Of Ontario’s Electric Utilities And Implementation Of Required Changes

Ontario's PULSE report and Bill 140 propose sweeping governance reforms for municipally owned electricity distribution utilities and their holding companies, mandating independent boards and new capital planning requirements by 2027. These changes aim to attract institutional investment for $120 billion in infrastructure expansion, but will require utilities to restructure shareholder agreements, recruit new directors, and implement complex governance arrangements within an extremely compressed timeline.
CanadaCorporate/Commercial Law
Aird & Berlis LLP
Aird & Berlis LLP
Article

Charity And NPO Insights: Key Committee Recommendations For The 2026 Federal Budget

In September 2026, the House of Commons Standing Committee on Finance (the Committee) released its recommendations for the 2026 Federal Budget. While these recommendations do not form part of the Budget itself, they provide insight into current political policy priorities and proposals that may be reflected in future legislative and fiscal initiatives. In this article, we highlight several recommendations of particular relevance to charities and not-for-profit organizations, with a specific focus on the proposed social sector fund.
CanadaCorporate/Commercial Law
Cassels
Cassels
Article

October 2026 Amendments To Chambers Practice In British Columbia: What To Know

The amendments were developed with the input of stakeholders, including members of the judiciary, the legal profession, government ministries and the public, in response to ongoing concerns regarding chambers delays, scheduling inefficiencies, inaccurate time estimates, and matters that are set down for hearing but ultimately do not proceed as scheduled
CanadaCorporate/Commercial Law
Singleton Urquhart Reynolds Vogel LLP
Singleton Urquhart Reynolds Vogel LLP