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ARTICLE · 30 MARCH 2015

Joint Regulators' Report Updates OBSI Dispute Resolution Activities For Registrants

Stikeman Elliott LLP
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The Canadian Securities Administrators (other than Quebec), IIROC and the MFDA yesterday released the first annual report of OBSI's Joint Regulators Committee.

CanadaCorporate/Commercial Law
Canadian M&A Law
Canadian M&A Law
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The Canadian Securities Administrators (other than Quebec), IIROC and the MFDA yesterday  released the first annual report of OBSI's Joint Regulators Committee, which highlights the committee's major activities for 2014.

As we previously discussed, registered dealers and advisers outside Quebec must now offer OBSI's services in order to satisfy their obligations to make independent dispute resolution or mediation services available to clients. The JRC was formed to (i) facilitate a holistic approach to information sharing among the CSA, IIROC, the MFDA and OBSI and monitor the dispute resolution process with a view to promoting investor protection and confidence in the external dispute resolution system; (ii) support fairness, accessibility and effectiveness of the dispute resolution process; and (iii) facilitate regular communication and consultation among JRC members and OBSI.

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