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ARTICLE · 17 JULY 2020

CSA's 2019 Enforcement Report Reflects Lower Level Of Activity Than 2018

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The Canadian Securities Administrators (CSA) recently released its annual report on the enforcement activities of its members.

CanadaCorporate/Commercial Law

The Canadian Securities Administrators (CSA) recently released its annual report on the enforcement activities of its members. The CSA is the pan-Canadian organization for the country's ten provincial and three territorial securities regulators. The 2019 report does not specifically comment on the decline in activity levels but does note that "the raw numbers do not capture the entire picture".

Summary of 2019 Results1

2019

2018

Commenced Cases (by notice of hearing or statement of allegations, sworn information before the courts or, in Québec, served statement of offence)

38

63

Concluded Matters (final decision issued or settlement reached)

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