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ARTICLE · 27 MARCH 2020

COVID-19: Capital Markets And Securities Update

Miller Thomson
Miller Thomson
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As the COVID-19 outbreak continues to affect the global economy, Canadian reporting issuers are encouraged to stay mindful of resulting changes to the regulatory landscape.

CanadaCoronavirus (COVID-19)
Lawrence D. Wilder
Lawrence D. Wilder
Rory Godinho
Rory Godinho
Jonathan Tong
Jonathan Tong
Abid Ahmed
Abid Ahmed
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As the COVID-19 outbreak continues to affect the global economy, Canadian reporting issuers are encouraged to stay mindful of resulting changes to the regulatory landscape. This update canvasses recent developments and provides an update to our last COVID-19 related issue of Securities Practice Notes.

A. Toronto Stock Exchange – Staff Notice 2020-002

On March 23, 2020, the Toronto Stock Exchange (TSX) issued Staff Notice 2020-002 (the "TSX Notice"). The TSX Notice provided issuers notice on further measures it is taking in response to the COVID-19 pandemic.

Financial Statements

Typically, an issuer is required to file a Form 9 (Request for Extension or Exemption for Financial Reporting/Annual Meeting) ("Form 9") if it requires an extension of the time limit for filing or mailing its annual or interim financial statements. Pursuant to the TSX Notice, the TSX will not require an issuer to file a Form 9 during 2020 for a late filing of its annual and/or interim

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