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ARTICLE · 06 APRIL 2026

Scouting It Out: CIRO's 2026 Compliance Report

Borden Ladner Gervais LLP
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The Canadian Investment Regulatory Organization (CIRO) has published its 2026 compliance report for dealers (Report), which describes some priorities for CIRO regulated dealers to tackle...

CanadaCompliance
AUM Law
AUM Law
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The Canadian Investment Regulatory Organization (CIRO) has published its 2026 compliance report for dealers (Report), which describes some priorities for CIRO regulated dealers to tackle in order to strengthen their compliance programs and thus investor protection and market integrity.

The Report continues to stress the risk relating to cybersecurity, and notes that CIRO will conduct another cybersecurity tabletop exercise later this year. The need for continuous training for all staff is highlighted to enhance awareness of the risk and reduce the vulnerability to attacks. Although the positive impact that artificial intelligence has had on defensive capabilities through better threat detection was mentioned, the increased use of AI in sophisticated cyber attacks muted some of these positive developments.

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