ARTICLE · 12 MARCH 2018

Get swifty about your continuous disclosure obligations

McCullough Robertson

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GetSwift is facing an ASIC investigation for purportedly failing to comply with its continuous disclosure obligations.

AustraliaFinance and Banking

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WHO SHOULD READ THIS

Listed entities

THINGS YOU NEED TO KNOW

There are strict obligations under the Corporations Act 2001 (Cth) and the ASX Listing Rules in relation to continuous disclosure requirements.
With very few exceptions, non-compliance may attract ASIC enforcement action for companies and their officers.

HOW TO COMPLY

Listed entities should have a written policy in place which sets out the processes by which it intends to comply with its continuous disclosure obligations and how it will deal with the disclosure of material information.
Directors and officers of listed entities should also consider their insurance arrangements to ensure their personal risk is being effectively managed.

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