Seward & Kissel LLP regularly supports clients in a wide range of funds work, including the formation, launch, registration and conversion of funds. The firm has particular experience advising exchange-traded funds. The three practice heads are Patricia Poglinco, in New York, and Paul Miller and Robert Kurucza, in Washington DC. Miller represent investment advisors and mutual funds, while Kurucza advises financial institutions and mutual fund complexes on regulatory matters. Located in the New York office, Lauren Clise is experienced assisting clients in fund formation. Also in New York, Linda Kim is an expert on ’40 Act matters.
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Key clients
- AllianceBernstein
- Aegis Funds/Aegis Financial Corporation
- Akre Capital Management LLC
- Fairholme Funds/Fairholme Capital Management LLC
- Sequoia Fund/Ruane, Cunniff & Goldfarb LP
- Homestead Funds
- Kinetics Mutual Funds, Inc
- Guinness Atkinson
- Estancia Capital Management
- North Square Investments / Funds
Practice head
Paul Miller; Robert Kurucza; Patricia Poglinco
Other key lawyers
Lauren Clise; Linda Kim