Set apart by their 'ability to give concise and practical guidance on complex and unique issues', Morgan, Lewis & Bockius LLP offers a comprehensive service to clients, advising on regulatory issues, operations, crisis management and wind-downs. Acting for managers across asset classes and investment strategies, the firm is particularly strong in the exchange-traded funds space. When necessary, it is also adept in dispute resolution, SEC examinations and whistleblowing matters. The team is overseen by the Washington DC-based John McGuire and Philadelphia-based John O’Brien. McGuire represents broker-dealers and transfer agents in state investigations and enforcement actions, while O'Brien is well-versed in open- closed-end funds and exchange funds. Timothy Levin is located in Philadelphia, focusing on the design, development and management of pooled investment vehicles. Also of note, DC-based Laura Flores advises on the launch of exchange-traded funds.
Legal 500 Editorial commentary
Testimonials
Collated independently by Legal 500 research team.
‘Specialized expertise in mutual funds - these guys WROTE THE BOOK!!’
‘Their personal touch stands out.’
‘The broad expertise in all '40 Act matters and the ability to give concise and practical guidance on complex and unique issues sets this practice group apart. They have served as invaluable partners in connection with ongoing fund governance matters and strategic initiatives such as ETF conversions.’
‘Jack O'Brien, Tim Levin and Dan Conroy are all individuals who I work with on a regular basis who stand out for their ability to provide practical guidance on a wide range of issues related to mutual funds and ETFs.’
Key clients
- SEI Investments
- State Street Investment Management
- Macquarie Asset Management
- WisdomTree
- WisdomTree
- Advisors Inner Circle
- Banner Ridge DSCO Private Markets Fund
- Wilshire Private Assets Fund
- Venerable Variable Insurance Trust
- Transamerica
- Teucrium 2x Long Daily XRP ETF
Lawyers
Hall of Fame
The lawyers at the very top of the profession, widely known and respected by peers and clients for their longstanding involvement in market-leading work.
Leading partners
The strongest partners in their field, leading on market-leading deals and endorsed by peers and clients alike.
John McGuire
Next Generation Partners
Junior partners with significant recognition from clients and peers in the market and key roles on multiple matters.
Laura Flores
Practice head
John McGuire; John O’Brien
Other key lawyers
Timothy Levin; Todd Zerega; Mark F. Parise; Laura Flores